ARCHITECT CAPITAL CORP.
Adviser information for ARCHITECT CAPITAL CORP. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $350.1M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $350.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $350.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127889 |
|---|---|
| SEC ERA File Number | 801-127889 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315010 |
| Legal Entity Identifier | None |
Principal Office
570 PACIFIC AVENUESAN FRANCISCO
CA
United States
Monday - Friday, 9 AM - 6 PM
Tel: 650-769-7630, Fax: None
Chief Compliance Officer
LILY HOU
570 PACIFIC AVENUE
SAN FRANCISCO
CA
United States
Tel:
650-530-3594
L***@**************O
(Full email address available in API data)
Industry Affiliates
| ARCHITECT CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARCHITECT CAPITAL OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARCHITECT CAPITAL OPPORTUNITIES FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARCHITECT CAPITAL PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARCHITECT US GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARC CREDIT INVESTORS LLC | CREDIT FUND | $22.8M | $0.0M | 9 |
| ARC FUND INVESTORS LLC | CREDIT FUND | $28.2M | $0.0M | 17 |
| ARCHITECT CAPITAL ASSET SPV, LLC | CREDIT FUND | $11.1M | $0.0M | 1 |
| ARCHITECT CAPITAL BORROWER SPV I, LLC | CREDIT FUND | $0.0M | $0.0M | 1 |
| ARCHITECT CAPITAL CAYMAN FUND I, L.P. | CREDIT FUND | $26.6M | $1.0M | 2 |
| ARCHITECT CAPITAL OPPORTUNITIES FUND II L.P. | CREDIT FUND | $0.0M | $0.5M | 0 |
| ARCHITECT CAPITAL OPPORTUNITIES FUND, L.P. | CREDIT FUND | $81.5M | $0.5M | 45 |
| ARCHITECT CAPITAL OPPORTUNITIES MASTER FUND II, L.P. | CREDIT FUND | $0.0M | $0.5M | 0 |
| ARCHITECT CAPITAL OPPORTUNITIES MASTER FUND, L.P. | CREDIT FUND | $12.3M | $0.5M | 8 |
| ARCHITECT CAPITAL PAYJOY SPV II LLC | CREDIT FUND | $31.3M | $0.0M | 25 |
| ARCHITECT CAPITAL PAYJOY SPV LLC | CREDIT FUND | $30.8M | $0.0M | 6 |
| ARCHITECT SELLER SPV, LLC | CREDIT FUND | $70.3M | $0.0M | 2 |
| G.P. INVESTORS L.L.C. | CREDIT FUND | $15.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAGAN, JAMES, STUART | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT | 09/2020 | 50-75% |
| BOWES-LITTLE, JIHAN, (NMN) | Individual | – | DIRECTOR | 09/2020 | < 5% |
| HOU, LILY | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| ANISGARTEN, KERI, ALYSSA | Individual | – | DIRECTOR | 09/2020 | < 5% |
| SAGAN, STUART, ROSS | Individual | – | DIRECTOR | 09/2020 | < 5% |
| TDF INTERVIVOS TRUST | Domestic Entity | – | SHAREHOLDER | 09/2020 | 5-10% |
| FOURTH GREEN INVESTORS, LLC | Domestic Entity | – | SHAREHOLDER | 09/2020 | 25-50% |
| SAGAN, JAMES, STUART | Individual | FOURTH GREEN INVESTORS, LLC | MANAGING MEMBER | 06/2021 | 25-50% |
| SAGAN, STUART, ROSS | Individual | FOURTH GREEN INVESTORS, LLC | MANAGING MEMBER | 05/2017 | 50-75% |
| ANISGARTEN, KERI, ALYSSA | Individual | TDF INTERVIVOS TRUST | TRUSTEE | 07/2012 | |
| ANISGARTEN, ARNOLD, GENE | Individual | TDF INTERVIVOS TRUST | TRUSTEE | 07/2012 |