LAKESHORE CAPITAL GROUP, INC.
Adviser information for LAKESHORE CAPITAL GROUP, INC. last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 582 | $113.9M |
| Non-Discretionary | 53 | $10.1M |
| Total | 635 | $124.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $52.1M |
| HNW Individuals | 49 | $71.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127919 |
|---|---|
| SEC ERA File Number | 801-127919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325609 |
| Legal Entity Identifier | None |
Principal Office
1811 HICKS ROADROLLING MEADOWS
IL
United States
Monday - Friday, 8:30 AM TO 4:00 PM CST
Tel: 847-701-0400, Fax: 847-701-0132
Chief Compliance Officer
BRIAN J. MALIZIA
PRESIDENT
1811 HICKS ROAD
ROLLING MEADOWS
IL
United States
Tel:
847-701-0400
Fax:
847-701-0132
B***********@********M
(Full email address available in API data)
Industry Affiliates
| LAKESHORE TAX CONSULTING GROUP, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALIZIA, BRIAN, JOSEPH | Individual | – | PRESIDENT/CCO | 10/2017 | > 75% |