LUDLOW ADVISORS, LLC
Adviser information for LUDLOW ADVISORS, LLC last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-127923 |
---|---|
SEC ERA File Number | 801-127923 |
SEC CIK Numbers | None |
SEC CRD Numbers | 325526 |
Legal Entity Identifier | None |
Principal Office
228 PARK AVE. SOUTH, PMB 51917NEW YORK
NY
United States
BY APPOINTMENT ONLY, 8:30AM-4:30PM
Tel: 201-705-1200, Fax: None
Chief Compliance Officer
DANIEL A. BERNSTEIN
228 PARK AVE S, PMB 51917
NEW YORK
NY
United States
Tel:
201-705-1200
D*********@******E
(Full email address available in API data)
Industry Affiliates
HAMBURGER LAW FIRM, LLC | Lawyer or law firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BERNSTEIN, DANIEL, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
CNSL MANAGEMENT ENTERPRISES, LLC | Domestic Entity | – | MANAGING MEMBER | 03/2023 | > 75% |