QUANTUM PORTFOLIO MANAGEMENT
CUSTOM INDEX SYSTEMS, LLC Legal Name
Adviser information for QUANTUM PORTFOLIO MANAGEMENT last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 412 | $363.1M |
| Non-Discretionary | 4 | $7.8M |
| Total | 416 | $370.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $10.1M |
| HNW Individuals | 14 | $36.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $24.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $297.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 370.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| QUANTUM PORTFOLIO MANAGEMENT WRAP FEE PROGRAM | QUANTUM PORTFOLIO MANAGEMENT |
Principal Office
10 E. 53RD STREETSUITE 1400
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-466-6760, Fax: 212-466-6809
Chief Compliance Officer
MARIA LEE
PARTNER
10 E. 53RD STREET
SUITE 1400
NEW YORK
NY
United States
Tel:
212-466-6761
Fax:
212-466-6809
M********@*******M
(Full email address available in API data)
Regulatory Contact
JON DUPRAU
MANAGING PARTNER
10 E. 53RD STREET
SUITE 1400
NEW YORK
NY
United States
Tel:
212-466-6760
Fax:
212-466-6809
J*********@*******M
(Full email address available in API data)
Industry Affiliates
| INDEX TECHNOLOGIES GROUP LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Duprau, Jon, A | Individual | – | MANAGING PARTNER | 02/2023 | < 5% |
| Lee, Maria | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| ARAX WEALTH MANAGEMENT, LLC | Domestic Entity | – | OWNER | 01/2024 | 50-75% |
| SUPERDEX MIV LLC | Domestic Entity | – | OWNER | 01/2024 | 25-50% |
| ARAX MIDCO LLC | Domestic Entity | ARAX WEALTH MANAGEMENT, LLC | OWNER | 08/2023 | > 75% |
| ARAX INVESTMENT PARTNERS, LLC | Domestic Entity | ARAX MIDCO LLC | OWNER | 06/2023 | > 75% |
| ARAX BUSINESS TRUST, LLC | Domestic Entity | ARAX INVESTMENT PARTNERS, LLC | OWNER | 01/2023 | > 75% |
| REDBIRD CAPITAL PARTNERS FUND IV GEN PAR LLC | Domestic Entity | ARAX BUSINESS TRUST, LLC | OWNER | 01/2023 | |
| INDEX CAPITAL PARTNERS LLC | Domestic Entity | SUPERDEX MIV LLC | OWNER | 01/2024 | > 75% |
| FORESIDE INVESTMENT COMPANY | Domestic Entity | INDEX CAPITAL PARTNERS LLC | OWNER | 01/2024 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 243K | 1K | – |
| ADOBE INC | COM | 636K | 1K | – |
| AECOM | COM | 464K | 5K | – |
| AFFILIATED MANAGERS GROUP IN | COM | 451K | 3K | – |
| ALIGN TECHNOLOGY INC | COM | 374K | 2K | – |
| ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 2M | 64K | – |
| ALLISON TRANSMISSION HLDGS I | COM | 447K | 6K | – |
| ALLSPRING MULTI SECTOR INCOM | COM | 198K | 22K | – |
| ALLSTATE CORP | COM | 450K | 3K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ALPHABET INC | CAP STK CL C | 1M | 6K | – |
| ALPS ETF TR | ALERIAN MLP | 661K | 14K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| AMERICAN ASSETS TR INC | COM | 239K | 11K | – |
| AMERICAN EXPRESS CO | COM | 349K | 2K | – |
| AMERICAN FINL GROUP INC OHIO | COM | 682K | 6K | – |
| APOLLO GLOBAL MGMT INC | COM | 505K | 4K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 215K | 15K | – |
| APPLE INC | COM | 8M | 38K | – |
| APPLIED MATLS INC | COM | 594K | 3K | – |
| APTIV PLC | SHS | 455K | 6K | – |
| ARCHER DANIELS MIDLAND CO | COM | 310K | 5K | – |
| ARDMORE SHIPPING CORP | COM | 419K | 19K | – |
| ARROW ELECTRS INC | COM | 453K | 4K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 354K | 31K | – |
| ASHLAND INC | COM | 470K | 5K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 356K | 348 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 215K | 3K | – |
| ATLASSIAN CORPORATION | CL A | 411K | 2K | – |
| AUTODESK INC | COM | 300K | 1K | – |
| AUTOLIV INC | COM | 312K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 405K | 2K | – |
| AUTONATION INC | COM | 201K | 1K | – |
| AXIS CAP HLDGS LTD | SHS | 606K | 9K | – |
| BAKER HUGHES COMPANY | CL A | 283K | 8K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 312K | 31K | – |
| BERKLEY W R CORP | COM | 436K | 6K | – |
| BIOGEN INC | COM | 218K | 941 | – |
| BLACK STONE MINERALS L P | COM UNIT | 1M | 88K | – |
| BROADCOM INC | COM | 374K | 233 | – |
| BUILDERS FIRSTSOURCE INC | COM | 346K | 3K | – |
| BURLINGTON STORES INC | COM | 596K | 2K | – |
| BWX TECHNOLOGIES INC | COM | 406K | 4K | – |
| CBRE GROUP INC | CL A | 456K | 5K | – |
| CELANESE CORP DEL | COM | 378K | 3K | – |
| CELESTICA INC | COM | 414K | 7K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 349K | 2K | – |
| CHEMOURS CO | COM | 398K | 18K | – |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 1M | 29K | – |
| CHEVRON CORP NEW | COM | 463K | 3K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 231K | 15K | – |
| COLGATE PALMOLIVE CO | COM | 530K | 5K | – |
| COMCAST CORP NEW | CL A | 423K | 11K | – |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 280K | 21K | – |
| CORPAY INC | COM SHS | 416K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| CSX CORP | COM | 224K | 7K | – |
| CURTISS WRIGHT CORP | COM | 591K | 2K | – |
| D R HORTON INC | COM | 380K | 3K | – |
| DECKERS OUTDOOR CORP | COM | 581K | 600 | – |
| DELTA AIR LINES INC DEL | COM NEW | 411K | 9K | – |
| DIAMONDROCK HOSPITALITY CO | COM | 210K | 25K | – |
| DOLLAR TREE INC | COM | 217K | 2K | – |
| DOVER CORP | COM | 736K | 4K | – |
| EATON VANCE FLTING RATE INC | COM | 246K | 18K | – |
| ELDORADO GOLD CORP NEW | COM | 330K | 22K | – |
| ELECTRONIC ARTS INC | COM | 225K | 2K | – |
| ELEVANCE HEALTH INC | COM | 720K | 1K | – |
| ELI LILLY & CO | COM | 229K | 253 | – |
| ELME COMMUNITIES | SH BEN INT | 245K | 15K | – |
| EMBRAER S.A. | SPONSORED ADS | 336K | 13K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 92K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 50K | – |
| EPAM SYS INC | COM | 343K | 2K | – |
| EPR PPTYS | COM SH BEN INT | 234K | 6K | – |
| EVERCORE INC | CLASS A | 519K | 2K | – |
| EXXON MOBIL CORP | COM | 211K | 2K | – |
| F5 INC | COM | 306K | 2K | – |
| FERRARI N V | COM | 332K | 812 | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 459K | 9K | – |
| FIRST AMERN FINL CORP | COM | 443K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 3M | 77K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 342K | 5K | – |
| GARMIN LTD | SHS | 820K | 5K | – |
| GARTNER INC | COM | 467K | 1K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 2M | 118K | – |
| GENPACT LIMITED | SHS | 416K | 13K | – |
| GILDAN ACTIVEWEAR INC | COM | 342K | 9K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 248K | 9K | – |
| GOLD FIELDS LTD | SPONSORED ADR | 280K | 19K | – |
| GOLDEN OCEAN GROUP LTD | SHS NEW | 350K | 25K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 417K | 4K | – |
| HEALTHPEAK PROPERTIES INC | COM | 239K | 12K | – |
| HOLOGIC INC | COM | 361K | 5K | – |
| HOME DEPOT INC | COM | 752K | 2K | – |
| HONEYWELL INTL INC | COM | 576K | 3K | – |
| HOST HOTELS & RESORTS INC | COM | 208K | 12K | – |
| HP INC | COM | 468K | 13K | – |
| INTUIT | COM | 467K | 711 | – |
| INTUITIVE SURGICAL INC | COM NEW | 364K | 818 | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 1M | 54K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 759K | 32K | – |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP400 VL | 2M | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| ISHARES GOLD TR | ISHARES NEW | 447K | 10K | – |
| ISHARES TR | RUS 2000 GRW ETF | 3M | 10K | – |
| ISHARES TR | RUS 1000 GRW ETF | 5M | 13K | – |
| ISHARES TR | MSCI INTL VLU FT | 2M | 79K | – |
| ISHARES TR | RUS 1000 VAL ETF | 4M | 22K | – |
| ISHARES TR | RUS 1000 ETF | 3M | 9K | – |
| ISHARES TR | S&P 500 VAL ETF | 3M | 18K | – |
| ISHARES TR | RUS MDCP VAL ETF | 3M | 25K | – |
| ISHARES TR | S&P 500 GRWT ETF | 4M | 46K | – |
| ISHARES TR | U.S. ENERGY ETF | 400K | 8K | – |
| ISHARES TR | MSCI USA QLT FCT | 499K | 3K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 23K | – |
| ISHARES TR | ISHS 5-10YR INVT | 256K | 5K | – |
| JEFFERIES FINL GROUP INC | COM | 489K | 10K | – |
| JOHNSON & JOHNSON | COM | 516K | 4K | – |
| JONES LANG LASALLE INC | COM | 320K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 849K | 4K | – |
| JUNIPER NETWORKS INC | COM | 380K | 10K | – |
| KBR INC | COM | 480K | 7K | – |
| KIMBERLY-CLARK CORP | COM | 728K | 5K | – |
| KITE RLTY GROUP TR | COM NEW | 255K | 11K | – |
| KLA CORP | COM NEW | 590K | 715 | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 276K | 6K | – |
| KROGER CO | COM | 337K | 7K | – |
| LABCORP HOLDINGS INC | COM SHS | 500K | 2K | – |
| LAM RESEARCH CORP | COM | 915K | 859 | – |
| LAZARD INC | COM | 470K | 12K | – |
| LENNAR CORP | CL A | 381K | 3K | – |
| MACERICH CO | COM | 225K | 15K | – |
| MARKETAXESS HLDGS INC | COM | 447K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 561K | 1K | – |
| MCEWEN MNG INC | COM NEW | 275K | 30K | – |
| MCKESSON CORP | COM | 487K | 833 | – |
| MEDPACE HLDGS INC | COM | 567K | 1K | – |
| MERCK & CO INC | COM | 329K | 3K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| MICROSOFT CORP | COM | 3M | 6K | – |
| MIMEDX GROUP INC | COM | 81K | 12K | – |
| MOLINA HEALTHCARE INC | COM | 205K | 690 | – |
| MONDELEZ INTL INC | CL A | 355K | 5K | – |
| MOODYS CORP | COM | 522K | 1K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 529K | 1K | – |
| MPLX LP | COM UNIT REP LTD | 1M | 34K | – |
| NATIONAL FUEL GAS CO | COM | 410K | 8K | – |
| NETEASE INC | SPONSORED ADS | 343K | 4K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NOMAD FOODS LTD | USD ORD SHS | 297K | 18K | – |
| NOVO-NORDISK A S | ADR | 360K | 3K | – |
| NUCOR CORP | COM | 343K | 2K | – |
| NVENT ELECTRIC PLC | SHS | 535K | 7K | – |
| NVIDIA CORPORATION | COM | 4M | 34K | – |
| NXP SEMICONDUCTORS N V | COM | 233K | 867 | – |
| OLIN CORP | COM PAR $1 | 405K | 9K | – |
| ON SEMICONDUCTOR CORP | COM | 494K | 7K | – |
| OREILLY AUTOMOTIVE INC | COM | 656K | 621 | – |
| PAGSEGURO DIGITAL LTD | COM CL A | 340K | 29K | – |
| PALO ALTO NETWORKS INC | COM | 273K | 804 | – |
| PARK HOTELS & RESORTS INC | COM | 203K | 14K | – |
| PAYCOM SOFTWARE INC | COM | 343K | 2K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 224K | 2K | – |
| PEBBLEBROOK HOTEL TR | COM | 206K | 15K | – |
| PEPSICO INC | COM | 672K | 4K | – |
| PERFORMANCE FOOD GROUP CO | COM | 383K | 6K | – |
| PHILLIPS 66 | COM | 255K | 2K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 1M | 81K | – |
| PROCTER AND GAMBLE CO | COM | 604K | 4K | – |
| PROGRESSIVE CORP | COM | 484K | 2K | – |
| PULTE GROUP INC | COM | 267K | 2K | – |
| QIFU TECHNOLOGY INC | AMERICAN DEP | 348K | 18K | – |
| QUALCOMM INC | COM | 485K | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 473K | 3K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 222K | 8K | – |
| REGENERON PHARMACEUTICALS | COM | 345K | 328 | – |
| REVVITY INC | COM | 340K | 3K | – |
| RLJ LODGING TR | COM | 193K | 20K | – |
| ROSS STORES INC | COM | 208K | 1K | – |
| RYANAIR HOLDINGS PLC | SPONSORED ADS | 283K | 2K | – |
| RYDER SYS INC | COM | 304K | 2K | – |
| RYMAN HOSPITALITY PPTYS INC | COM | 206K | 2K | – |
| SABRA HEALTH CARE REIT INC | COM | 253K | 16K | – |
| SALESFORCE INC | COM | 314K | 1K | – |
| SCHLUMBERGER LTD | COM STK | 437K | 9K | – |
| SCHWAB CHARLES CORP | COM | 593K | 8K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 3M | 43K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 944K | 27K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 2M | 57K | – |
| SERVICE CORP INTL | COM | 380K | 5K | – |
| SILENCE THERAPEUTICS PLC | ADS | 282K | 15K | – |
| SIMON PPTY GROUP INC NEW | COM | 823K | 5K | – |
| SITE CTRS CORP | COM | 242K | 17K | – |
| SKECHERS U S A INC | CL A | 575K | 8K | – |
| SPDR GOLD TR | GOLD SHS | 360K | 2K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 2M | 23K | – |
| SPDR SER TR | S&P OILGAS EXP | 209K | 1K | – |
| SPDR SER TR | S&P HOMEBUILD | 675K | 7K | – |
| SPDR SER TR | S&P CAP MKTS | 474K | 4K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 351K | 1K | – |
| STARWOOD PPTY TR INC | COM | 196K | 10K | – |
| STONECO LTD | COM CL A | 262K | 22K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 1M | 26K | – |
| SUNSTONE HOTEL INVS INC NEW | COM | 225K | 22K | – |
| SYNOPSYS INC | COM | 713K | 1K | – |
| SYSCO CORP | COM | 383K | 5K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 400K | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 206K | 1K | – |
| TARGA RES CORP | COM | 531K | 4K | – |
| TEEKAY TANKERS LTD | CL A | 374K | 5K | – |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 377K | 27K | – |
| THE TRADE DESK INC | COM CL A | 216K | 2K | – |
| TIM S A | SPONSORED ADR | 287K | 20K | – |
| TOLL BROTHERS INC | COM | 439K | 4K | – |
| TORM PLC | SHS CL A | 366K | 9K | – |
| TYSON FOODS INC | CL A | 417K | 7K | – |
| UMH PPTYS INC | COM | 230K | 14K | – |
| UNION PAC CORP | COM | 390K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 205K | 403 | – |
| URBAN EDGE PPTYS | COM | 259K | 14K | – |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 1M | 56K | – |
| VALERO ENERGY CORP | COM | 232K | 1K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 2M | 7K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 300K | 4K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 510K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 39K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 320K | 4K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 3M | 8K | – |
| VENTAS INC | COM | 274K | 5K | – |
| VERISK ANALYTICS INC | COM | 491K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 325K | 8K | – |
| VERTEX PHARMACEUTICALS INC | COM | 636K | 1K | – |
| VISTA ENERGY S.A.B. DE C.V. | SPONSORED ADS | 343K | 8K | – |
| WALMART INC | COM | 390K | 6K | – |
| WELLS FARGO CO NEW | COM | 245K | 4K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 2M | 41K | – |
| WESTLAKE CORPORATION | COM | 311K | 2K | – |
| WILLIAMS COS INC | COM | 330K | 8K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 2M | 49K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 3M | 59K | – |
| WORKDAY INC | CL A | 414K | 2K | – |
| XENIA HOTELS & RESORTS INC | COM | 220K | 15K | – |
| ZOETIS INC | CL A | 627K | 4K | – |