ASPIRE PRIVATE WEALTH COUNSEL, LLC
Adviser information for ASPIRE PRIVATE WEALTH COUNSEL, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 216 | $129.4M |
| Non-Discretionary | 0 | $0 |
| Total | 216 | $129.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $7.2M |
| HNW Individuals | 25 | $119.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)WEALTH MANAGEMENT OPTION/ ENTREPRENEURIAL WMO |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesFEE SHARING ARRANGEMENTS WITH INSURANCE BROKER |
Identifiers
| SEC RIA File Number | 801-127937 |
|---|---|
| SEC ERA File Number | 801-127937 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282582 |
| Legal Entity Identifier | None |
Principal Office
8351E. WALKER SPRINGS LN, SUITE 400KNOXVILLE
TN
United States
MONDAY - THURSDAY, 8:00AM-5:00PM
Tel: 865-500-8965, Fax: 865-622-6803
Chief Compliance Officer
PHILIP DORTCH
OWNER, WEALTH ADVISOR, SUCCESS COACH
8351E. WALKER SPRINGS LN, SUITE 400
KNOXVILLE
TN
United States
Tel:
865-500-8965
Fax:
865-622-6803
P***@************M
(Full email address available in API data)
Regulatory Contact
ERICH VON GEIS.
PARTNER
8351E. WALKER SPRINGS LN, SUITE 400
KNOXVILLE
TN
United States
Tel:
865-500-8965
Fax:
865-622-6803
E****@************M
(Full email address available in API data)
Industry Affiliates
| MIKE BAKER INSURANCE CONSULTING | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORTCH, PHILIP, BRIAN | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER/WEALTH ADVISOR/SUCCESS COACH | 01/2016 | > 75% |
| von Geis, Erich, Thomas | Individual | – | PORTFOLIO ANALYST/COMPLIANCE OFFICER | 01/2023 | 5-10% |