PROXY INTERNATIONAL
PROXY INTERNATIONAL LLC Legal Name
Adviser information for PROXY INTERNATIONAL last updated from Form ADV on October 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 33 | $26.4M |
Total | 33 | $26.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 33 | $26.4M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 26.4M |
Portfolio Manager to Program | Sponsor |
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PROXY INTERNATIONAL WRAP PROGRAM | PROXY INTERNATIONAL |
Identifiers
SEC RIA File Number | 801-127950 |
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SEC ERA File Number | 801-127950 |
SEC CIK Numbers | None |
SEC CRD Numbers | 325499 |
Legal Entity Identifier | None |
Principal Office
405 LEXINGTON AVENUENEW YORK
NY
United States
Monday - Friday, 8 AM - 5:30 PM
Tel: 646-328-9856, Fax: None
Chief Compliance Officer
OLEG ZVIAGIN
405 LEXINGTON AVENUE
NEW YORK
NY
United States
Tel:
646-328-9856
O***@*****************M
(Full email address available in API data)
Industry Affiliates
PROXY FREEDOM | Other investment adviser, including financial planners |
PROXY WEALTH ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ZVIAGIN, OLEG | Individual | – | CCO | 11/2022 | < 5% |
PROXY FINANCIAL CORP | Domestic Entity | – | OWNER | 11/2022 | > 75% |
Caulkins, Bryan | Individual | PROXY FINANCIAL CORP | OWNER | 07/2022 | 50-75% |
DAVIDSON, CHRISTOPHER, JAMES | Individual | PROXY FINANCIAL CORP | OWNER | 07/2022 | 50-75% |