FINANCIAL INTEGRITY ADVISORS, LLC
Adviser information for FINANCIAL INTEGRITY ADVISORS, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $3.8M |
| Non-Discretionary | 18 | $13.7B |
| Total | 41 | $13.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $5.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $34.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $13.7B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127951 |
|---|---|
| SEC ERA File Number | 801-127951 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130458 |
| Legal Entity Identifier | None |
Principal Office
1800 JFK BOULEVARDSUITE 300
PHILADELPHIA
PA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 215-557-7622, Fax: 215-557-7632
Websites
Chief Compliance Officer
PHILIP M. HARRIS
PRESIDENT/CHIEF COMPLIANCE OFFICER
1800 JFK BOULEVARD
SUITE 300
PHILADELPHIA
PA
United States
Tel:
215 557-7622
Fax:
215 557-7632
P***@**************M
(Full email address available in API data)
Industry Affiliates
| FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC. (FIRM) | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRIS, PHILIP, MONTIER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2003 | > 75% |