GAMMA INVESTING LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	494	$445.1M
Non-Discretionary	0	$0
Total	494	$445.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	<5	$11.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	<5	$433.9M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSUB-ADVISORY SERVICES
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	397.9M
Both for Same	0

Portfolio Manager to Program	Sponsor
BAIRD AFFILIATED MANAGER PROGRAM	ROBERT W. BAIRD & CO. INCORPORATED

Identifiers

SEC RIA File Number	801-127959
SEC ERA File Number	801-127959
SEC CIK Numbers	2010235
SEC CRD Numbers	312573
Legal Entity Identifier	None

Principal Office

1172 DOVER LN
FOSTER CITY
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic