CRAMER & RAUCHEGGER, INC.
Adviser information for CRAMER & RAUCHEGGER, INC. last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | OCTOBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 469 | $152.0M |
| Non-Discretionary | 0 | $0 |
| Total | 469 | $152.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 469 | $152.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TRUSTEE SERVICES |
|---|---|
| Compensation | % of AUMFixed feesTRUST MANAGEMENT FEE |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127981 |
|---|---|
| SEC ERA File Number | 801-127981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164784 |
| Legal Entity Identifier | None |
Principal Office
800 N. MAITLAND AVENUESTE. 204
MAITLAND
FL
United States
Monday - Friday, 8:30AM - 5PM
Tel: 407-645-4433, Fax: 407-645-5212
Chief Compliance Officer
TOM RAUCHEGGER
FOUNDER
800 NORTH MAITLAND AVENUE
SUITE 204
MAITLAND
FL
United States
Tel:
407-645-4433
Fax:
407-645-5212
T**@**********************M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRAMER, RUSSELL, SCOTT | Individual | – | FOUNDER | 04/1999 | > 75% |
| RAUCHEGGER, THOMAS, MICHAEL | Individual | – | FOUNDER / CHIEF COMPLIANCE OFFICER | 05/2006 | 10-25% |