THREE SEASONS WEALTH

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Utah, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	571	$241.5M
Non-Discretionary	78	$8.5M
Total	649	$250.0M

Clients

Type	Number	RAUM
Individuals	168	$36.6M
HNW Individuals	102	$207.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$211,656
Charitable organizations	<5	$1.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	7	$3.9M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	9.8M

Portfolio Manager to Program	Sponsor
THREE SEASONS WEALTH	THREE SEASONS WEALTH

Identifiers

SEC RIA File Number	801-127982
SEC ERA File Number	801-127982
SEC CIK Numbers	None
SEC CRD Numbers	326517
Legal Entity Identifier	None

Principal Office

111 EAST BROADWAY
STE 1250
SALT LAKE CITY
UT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic