ANDO ARASHI

ANDO ARASHI LLC Legal Name

Adviser information for ANDO ARASHI last updated from Form ADV on August 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planning
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-127998
SEC ERA File Number 801-127998
SEC CIK Numbers None
SEC CRD Numbers 325829
Legal Entity Identifier None

Principal Office

209 SHAW ST
MECHANICSBURG
PA
United States
Monday - Friday, BY APPOINTMENT
Tel: 7172808008, Fax: None

Chief Compliance Officer

AI HALEY
ADMIN OFFICER
209 SHAW ST
MECHANICSBURG
PA
United States
Tel: 8084288748
(Full email address available in API data)

Regulatory Contact

ANDREW HALEY
MANAGER
209 SHAW ST
209 SHAW ST
MECHANICSBURG
PA
United States
Tel: 8603730084
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Haley, Andrew, Robert Individual MANAGER 03/2022 50-75%
Haley, Ai, Igarashi Individual MANAGER AND CHIEF COMPLIANCE OFFICER AND ADMIN OFFICER 03/2022 50-75%

No. Employees, Historic

1050202320242 on 4/18/20232 on 6/19/20232 on 7/18/20232 on 8/6/20232 on 8/11/2023