CAP91 PARTNERS MANAGEMENT LLC
Adviser information for CAP91 PARTNERS MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $454.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $454.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $454.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128004 |
|---|---|
| SEC ERA File Number | 801-128004 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324057 |
| Legal Entity Identifier | None |
Principal Office
1001 HAXALL POINTSUITE 703
RICHMOND
VA
United States
Monday - Friday, 9AM-5PM
Tel: 804-525-9249, Fax: None
Chief Compliance Officer
DENA MOORE
COO
1001 HAXALL POINT
SUITE 703
RICHMOND
VA
United States
Tel:
804-525-9249 X103
D*****@********M
(Full email address available in API data)
Regulatory Contact
MATTHEW B. ENGEL
MANAGING DIRECTOR
1001 HAXALL POINT
SUITE 703
RICHMOND
VA
United States
Tel:
804-525-9249
M*****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAP91 PARTNERS FUND B LP | Private Equity Fund | $70.6M | $0.0M | 63 |
| CAP91 PARTNERS FUND LP | Private Equity Fund | $384.2M | $5.0M | 93 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, DENA, FRITH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| HARRIS, H. HITER | Individual | – | FOUNDING PARTNER & MEMBER | 10/2022 | 50-75% |
| ENGEL, MATTHEW, BRENDON | Individual | – | FOUNDING PARTNER & MEMBER | 10/2022 | 25-50% |