EHRLICH FINANCIAL GROUP
THE EHRLICH GROUP LLC Legal Name
Adviser information for EHRLICH FINANCIAL GROUP last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 719 | $189.3M |
| Non-Discretionary | 0 | $0 |
| Total | 719 | $189.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 152 | $55.7M |
| HNW Individuals | 58 | $131.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $264,757 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-128007 |
|---|---|
| SEC ERA File Number | 801-128007 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325595 |
| Legal Entity Identifier | None |
Principal Office
28202 CABOT ROADSUITE 425
LAGUNA NIGUEL
CA
United States
Monday - Friday, M - TH (8AM - 5PM) F (8AM - 2 PM)
Tel: 949-342-8852, Fax: 949-462-9752
Websites
Chief Compliance Officer
LORA ROMMEL
28202 CABOT ROAD
SUITE 425
LAGUNA NIGUEL
CA
United States
Tel:
949-342-8852
Fax:
949-462-9752
L***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMMEL, LORA, J | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
| EHRLICH, ANDREW, LEE | Individual | – | MANAGING MEMBER & PRESIDENT | 05/2023 | > 75% |