ATEGENOS CAPITAL, LLC
Adviser information for ATEGENOS CAPITAL, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $130.6M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $130.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 2 | $130.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ATEGENOS WEALTH PLATFORM | ATEGENOS CAPITAL, LLC |
Identifiers
| SEC RIA File Number | 801-128024 |
|---|---|
| SEC ERA File Number | 801-128024 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326708 |
| Legal Entity Identifier | None |
Principal Office
801 CASSATT ROADSUITE 211
BERWYN
PA
United States
Monday - Friday, 8AM-5PM
Tel: 1-800-461-3205, Fax: None
Chief Compliance Officer
JASON B. MOORE
CHIEF EXECUTIVE OFFICER
801 CASSATT ROAD
SUITE 211
BERWYN
PA
United States
Tel:
302-377-5119
J*****@******************M
(Full email address available in API data)
Regulatory Contact
ANDREANA GUILLET
COMPLIANCE CONSULTANT
40 EXCHANGE PLACE
SUITE 402
NEW YORK
NY
United States
Tel:
(202) 596-5188
A*******@******************M
(Full email address available in API data)
Industry Affiliates
| ENVESTNET EMBEDDED ADVISORY, INC. | Other investment adviser, including financial planners |
| ENVESTNET PMC | Other investment adviser, including financial planners |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | Other investment adviser, including financial planners |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | Other investment adviser, including financial planners |
| ENVESTNET SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FDX ADVISORS, INC. | Other investment adviser, including financial planners |
| QRG CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, JASON, BRADFORD | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| MCCONNELL, BRENDAN, PATRICK | Individual | – | CHIEF OPERATING OFFICER | 05/2022 | < 5% |
| RAUPP, JEFFREY, WILLIAM | Individual | – | CO-CHIEF INVESTMENT OFFICER | 05/2022 | < 5% |
| MAGNOTTA, AMY, LYNN | Individual | – | CO-CHIEF INVESTMENT OFFICER | 10/2022 | < 5% |
| 366, LLC | Domestic Entity | – | SHAREHOLDER | 05/2022 | 25-50% |
| ATEGENOS CAPITAL MANAGEMENT AGGREGATOR, LLC | Domestic Entity | – | SHAREHOLDER | 05/2022 | 10-25% |
| ENVESTNET HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 05/2022 | 25-50% |
| 366, LLC | Domestic Entity | ATEGENOS CAPITAL MANAGEMENT AGGREGATOR, LLC | SHAREHOLDER | 05/2022 | > 75% |
| ENVESTNET, INC | Domestic Entity | ENVESTNET HOLDINGS, LLC | SHAREHOLDER | 03/2018 | > 75% |
| COYNE, JOHN, EDWARD | Individual | – | CHAIRMAN | 05/2022 | < 5% |