RAINIER CAPITAL PARTNERS LP
Adviser information for RAINIER CAPITAL PARTNERS LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $312.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $312.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $312.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128026 |
|---|---|
| SEC ERA File Number | 801-128026 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315967 |
| Legal Entity Identifier | None |
Principal Office
1111 3RD AVENUESUITE 3030
SEATTLE
WA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 206-880-3413, Fax: None
Chief Compliance Officer
FRANK GALEA
1111 3RD AVENUE
SUITE 3030
SEATTLE
WA
United States
Tel:
415-516-6039
F**********@************M
(Full email address available in API data)
Regulatory Contact
JON ALTMAN
MANAGING PARTNER
1111 3RD AVENUE
SUITE 3030
SEATTLE
WA
United States
Tel:
(206) 880-3413
J******@******************M
(Full email address available in API data)
Industry Affiliates
| RAINIER PARTNERS FUND I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| RAINIER PARTNERS INVESTMENTS GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAINIER PARTNERS FUND I-A, LP | Private Equity Fund | $116.0M | $5.0M | 9 |
| RAINIER PARTNERS FUND I, LP | Private Equity Fund | $189.1M | $5.0M | 22 |
| RAINIER PARTNERS INVESTMENTS I, LP | Private Equity Fund | $7.7M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAINIER CAPITAL PARTNERS GP LLC | Domestic Entity | – | GENERAL PARTNER | 02/2020 | > 75% |
| ALTMAN, JONATHAN, DAVID | Individual | – | MANAGING PARTNER | 02/2020 | < 5% |
| ROLFE, ALEX, JOHN | Individual | – | MANAGING PARTNER | 02/2020 | < 5% |
| ALTMAN, JONATHAN, DAVID | Individual | RAINIER CAPITAL PARTNERS GP LLC | MEMBER | 02/2020 | 50-75% |
| ROLFE, ALEX, JOHN | Individual | RAINIER CAPITAL PARTNERS GP LLC | MEMBER | 02/2020 | 50-75% |
| GALEA, FRANK, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| Painter, Benjamin, Robert | Individual | – | CHIEF FINANCIAL OFFICER | 09/2023 | < 5% |