DYNAMIC WEALTH GROUP
DYNAMIC WEALTH GROUP, LLC Legal Name
Adviser information for DYNAMIC WEALTH GROUP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $74.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $74.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $74.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesEducational seminars/workshopsOUTSIDE CHIEF INVESTMENT OFFICER SERVICES TO OTHER INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128038 |
|---|---|
| SEC ERA File Number | 801-128038 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326607 |
| Legal Entity Identifier | None |
Principal Office
1600 VILLA RICA DRHENDERSON
NV
United States
Monday - Friday, 9:00 TO 4:00
Tel: 702-602-4007, Fax: None
Chief Compliance Officer
ANDREW ARMSTRONG
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5385
A***************@*****************************M
(Full email address available in API data)
Regulatory Contact
BRADLEY BARRIE
MEMBER AND MANAGER
1600 VILLA RICA DR.
HENDERSON
NV
United States
Tel:
702-602-4007
B***@************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL CAPITAL MARKETS FUNDS MANAGEMENT | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LLAP GROUP, LLC | Domestic Entity | – | MEMBER AND MANAGER | 03/2023 | > 75% |
| BARRIE, BRADLEY, MITCHELL | Individual | – | PRINCIPAL | 03/2023 | < 5% |
| BARRIE, BRADLEY, MITCHELL | Individual | LLAP GROUP, LLC | MEMBER | 03/2023 | 50-75% |
| JOHNSON, DAVID, HOWARD | Individual | – | PRINCIPAL | 03/2023 | < 5% |
| JOHNSON, DAVID, HOWARD | Individual | LLAP GROUP, LLC | MEMBER | 03/2023 | 25-50% |
| ARMSTRONG, ANDY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |