CASCADE FINANCIAL PARTNERS, LLC
Adviser information for CASCADE FINANCIAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 988 | $951.3M |
| Non-Discretionary | 12 | $22.6M |
| Total | 1,000 | $973.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $19.6M |
| HNW Individuals | 161 | $954.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
11975 EL CAMINO REALSUITE 100
SAN DIEGO
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 858-379-6701, Fax: None
Websites
Chief Compliance Officer
BRIAN KRAUSE
MANAGING PRINCIPAL
11975 EL CAMINO REAL
SUITE 100
SAN DIEGO
CA
United States
Tel:
858-379-6701
B****@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRAUSE, BRIAN, PETER | Individual | – | MANAGING MEMBER / CCO | 08/2023 | 25-50% |
| MCCULLOCH, JEFFREY, SCOTT | Individual | – | MANAGING MEMBER | 08/2023 | 25-50% |
| Horton, Darien, Lee | Individual | – | PRINCIPAL | 08/2023 | 5-10% |
| Dewindt, NATALIE, ELIZABETH | Individual | – | PRINCIPAL | 08/2023 | 5-10% |
| ACOSTA, CARLEEN | Individual | – | PRINCIPAL | 08/2023 | 5-10% |
| SUZARA, MONICA, Y. | Individual | – | PRINCIPAL | 08/2023 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ELI LILLY & CO | COM | 212M | 234K | – |
| APPLE INC | COM | 40M | 189K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 32M | 644K | – |
| ISHARES TR | CORE S&P500 ETF | 28M | 51K | – |
| PEPSICO INC | COM | 24M | 146K | – |
| REVVITY INC | COM | 20M | 195K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 17M | 65K | – |
| ISHARES INC | CORE MSCI EMKT | 14M | 266K | – |
| AMAZON COM INC | COM | 14M | 73K | – |
| NVIDIA CORPORATION | COM | 11M | 87K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 10M | 205K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 9M | 182K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 9M | 29K | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 9M | 253K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 8M | 45K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 8M | 66K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 7M | 147K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 17K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 7M | 153K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 6M | 26K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 6M | 170K | – |
| BROADSTONE NET LEASE INC | COM | 6M | 394K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 6M | 121K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 6M | 24K | – |
| GLOBAL X FDS | GLBL X MLP ETF | 5M | 110K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 5M | 166K | – |
| TESLA INC | COM | 5M | 26K | – |
| CROWDSTRIKE HLDGS INC | CL A | 5M | 12K | – |
| ISHARES TR | NATIONAL MUN ETF | 5M | 44K | – |
| ISHARES TR | CORE DIV GRWTH | 5M | 78K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 4M | 92K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 4M | 49K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 4M | 51K | – |
| META PLATFORMS INC | CL A | 4M | 8K | – |
| ISHARES TR | EAFE SML CP ETF | 4M | 61K | – |
| ALPHABET INC | CAP STK CL A | 4M | 20K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 4M | 6 | – |
| ISHARES TR | CORE MSCI INTL | 4M | 56K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 4M | 50K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 3M | 34K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 3M | 38K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 3M | 55K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 3M | 125K | – |
| ISHARES TR | 1 3 YR TREAS BD | 3M | 41K | – |
| ISHARES TR | NEW YORK MUN ETF | 3M | 59K | – |
| ISHARES TR | FLTG RATE NT ETF | 3M | 58K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 3M | 39K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 3M | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 3M | 132K | – |
| ALPS ETF TR | ALERIAN MLP | 3M | 54K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 11K | – |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 2M | 49K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 24K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 2M | 15K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 19K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 19K | – |
| ISHARES TR | 3 7 YR TREAS BD | 2M | 17K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 45K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 2M | 22K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 37K | – |
| MERCK & CO INC | COM | 2M | 15K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 15K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 2M | 24K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 2M | 29K | – |
| NEXTERA ENERGY INC | COM | 2M | 26K | – |
| ISHARES TR | INTL SEL DIV ETF | 2M | 64K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 23K | – |
| FIBROBIOLOGICS INC | COM SHS | 2M | 315K | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 2M | 27K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| TOYOTA MOTOR CORP | ADS | 2M | 7K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 22K | – |
| TEXAS INSTRS INC | COM | 1M | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 1M | 18K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 1M | 7K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| AFLAC INC | COM | 1M | 14K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 1M | 24K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| CSX CORP | COM | 1M | 34K | – |
| ISHARES TR | ESG AW MSCI EAFE | 1M | 14K | – |
| INTEL CORP | COM | 1M | 36K | – |
| ISHARES TR | IBOXX INV CP ETF | 1M | 10K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 5K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 6K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 36K | – |
| GLOBAL X FDS | US INFR DEV ETF | 1M | 28K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 1M | 22K | – |
| ROCKWELL AUTOMATION INC | COM | 1M | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 993K | 3K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 974K | 16K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 951K | 15K | – |
| READY CAPITAL CORP | COM | 935K | 114K | – |
| ISHARES INC | EM MKTS DIV ETF | 912K | 34K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 891K | 40K | – |
| PFIZER INC | COM | 887K | 32K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 855K | 11K | – |
| ISHARES TR | ESG AWARE MSCI | 846K | 22K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP HELT | 833K | 20K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 832K | 2K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 794K | 10K | – |
| ISHARES GOLD TR | ISHARES NEW | 788K | 18K | – |
| UNION PAC CORP | COM | 769K | 3K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 758K | 20K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 752K | 5K | – |
| PROSHARES TR | RUSS 2000 DIVD | 726K | 12K | – |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 717K | 25K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 714K | 11K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 693K | 43K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 671K | 7K | – |
| MCDONALDS CORP | COM | 669K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 657K | 5K | – |
| ISHARES TR | SHRT NAT MUN ETF | 653K | 6K | – |
| ISHARES TR | RUSSELL 2000 ETF | 652K | 3K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 649K | 17K | – |
| NOVARTIS AG | SPONSORED ADR | 600K | 6K | – |
| ISHARES TR | MSCI EMG MKT ETF | 590K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 587K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 566K | 3K | – |
| WISDOMTREE TR | ARTIFICIAL INTEL | 544K | 26K | – |
| NOVO-NORDISK A S | ADR | 543K | 4K | – |
| EXCHANGE TRADED CONCEPTS TRU | ROBO GLB ETF | 537K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 525K | 9K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 517K | 11K | – |
| UNITED PARCEL SERVICE INC | CL B | 514K | 4K | – |
| RTX CORPORATION | COM | 501K | 5K | – |
| ADOBE INC | COM | 499K | 898 | – |
| ISHARES TR | RUS 1000 VAL ETF | 497K | 3K | – |
| APPLIED MATLS INC | COM | 496K | 2K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 496K | 7K | – |
| COLGATE PALMOLIVE CO | COM | 492K | 5K | – |
| ISHARES TR | PFD AND INCM SEC | 484K | 15K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 473K | 41K | – |
| MYERS INDS INC | COM | 463K | 35K | – |
| UNITEDHEALTH GROUP INC | COM | 453K | 889 | – |
| CRANE COMPANY | COMMON STOCK | 445K | 3K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 441K | 600 | – |
| SPDR SER TR | RUSSELL YIELD | 431K | 4K | – |
| BROADCOM INC | COM | 430K | 268 | – |
| BOEING CO | COM | 428K | 2K | – |
| VISA INC | COM CL A | 428K | 2K | – |
| BANK AMERICA CORP | COM | 426K | 11K | – |
| PALO ALTO NETWORKS INC | COM | 421K | 1K | – |
| AT&T INC | COM | 416K | 22K | – |
| ABBVIE INC | COM | 406K | 2K | – |
| NETFLIX INC | COM | 401K | 594 | – |
| EMERSON ELEC CO | COM | 396K | 4K | – |
| MPLX LP | COM UNIT REP LTD | 392K | 9K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 389K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 386K | 826 | – |
| ETF SER SOLUTIONS | US GLB JETS | 381K | 19K | – |
| ISHARES TR | TIPS BD ETF | 373K | 3K | – |
| FISERV INC | COM | 362K | 2K | – |
| ISHARES TR | MORTGE REL ETF | 359K | 16K | – |
| PROCTER AND GAMBLE CO | COM | 347K | 2K | – |
| COCA COLA CO | COM | 347K | 5K | – |
| ISHARES TR | US INFRASTRUC | 339K | 8K | – |
| WELLS FARGO CO NEW | COM | 336K | 6K | – |
| MONDELEZ INTL INC | CL A | 332K | 5K | – |
| LINDE PLC | SHS | 328K | 747 | – |
| CISCO SYS INC | COM | 319K | 7K | – |
| ISHARES TR | 0-5YR HI YL CP | 317K | 8K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 315K | 19K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 314K | 2K | – |
| PROGRESSIVE CORP | COM | 306K | 1K | – |
| ONEOK INC NEW | COM | 306K | 4K | – |
| VANECK ETF TRUST | BDC INCOME ETF | 302K | 18K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 300K | 14K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 298K | 6K | – |
| HERCULES CAPITAL INC | COM | 290K | 14K | – |
| ILLUMINA INC | COM | 285K | 3K | – |
| ISHARES TR | RUS MDCP VAL ETF | 284K | 2K | – |
| ISHARES INC | EM MKT SM-CP ETF | 281K | 5K | – |
| BLACKROCK INC | COM | 278K | 353 | – |
| ISHARES TR | CORE INTL AGGR | 277K | 6K | – |
| SPDR SER TR | S&P REGL BKG | 276K | 6K | – |
| MICROSTRATEGY INC | CL A NEW | 275K | 200 | – |
| AMGEN INC | COM | 269K | 861 | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 269K | 9K | – |
| ISHARES TR | MICRO-CAP ETF | 268K | 2K | – |
| DISNEY WALT CO | COM | 266K | 3K | – |
| EVERSOURCE ENERGY | COM | 261K | 5K | – |
| CHUBB LIMITED | COM | 260K | 1K | – |
| S&P GLOBAL INC | COM | 259K | 581 | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 253K | 5K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 251K | 5K | – |
| ISHARES TR | RUS MD CP GR ETF | 249K | 2K | – |
| ISHARES TR | CORE HIGH DV ETF | 248K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 247K | 2K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 246K | 11K | – |
| PARKER-HANNIFIN CORP | COM | 244K | 483 | – |
| CATERPILLAR INC | COM | 243K | 730 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 241K | 6K | – |
| INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | 237K | 10K | – |
| AMERIPRISE FINL INC | COM | 236K | 553 | – |
| SYNOPSYS INC | COM | 232K | 389 | – |
| COMCAST CORP NEW | CL A | 231K | 6K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 230K | 8K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 229K | 3K | – |
| STRYKER CORPORATION | COM | 229K | 672 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 228K | 222 | – |
| YUM BRANDS INC | COM | 227K | 2K | – |
| OREILLY AUTOMOTIVE INC | COM | 226K | 214 | – |
| REALTY INCOME CORP | COM | 224K | 4K | – |
| ISHARES TR | RUS 2000 VAL ETF | 223K | 1K | – |
| WISDOMTREE TR | INTL MIDCAP DV | 221K | 4K | – |
| BOSTON SCIENTIFIC CORP | COM | 221K | 3K | – |
| EBAY INC. | COM | 220K | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 220K | 495 | – |
| VANGUARD WORLD FD | INF TECH ETF | 219K | 379 | – |
| GENERAL DYNAMICS CORP | COM | 216K | 744 | – |
| ISHARES TR | RUS 2000 GRW ETF | 210K | 801 | – |
| DIAGEO PLC | SPON ADR NEW | 210K | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 210K | 3K | – |
| GLOBAL X FDS | DEFENSE TECH ETF | 209K | 6K | – |
| SALESFORCE INC | COM | 206K | 801 | – |
| DOW INC | COM | 203K | 4K | – |
| ISHARES TR | MSCI EAFE ETF | 202K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 202K | 4K | – |
| ISHARES TR | GL CLEAN ENE ETF | 191K | 14K | – |
| ENDEAVOUR SILVER CORP | COM | 116K | 33K | – |
| OPKO HEALTH INC | COM | 83K | 66K | – |
| PROTALIX BIOTHERAPEUTICS INC | COM | 13K | 11K | – |