HARA CAPITAL LLC
Adviser information for HARA CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 109 | $166.8M |
Non-Discretionary | 1 | $8.0M |
Total | 110 | $174.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 10 | $3.8M |
HNW Individuals | 24 | $161.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $9.8M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 3 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
13555 SE 36TH STSTE 100
BELLEVUE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 425-522-2322, Fax: N/A
Websites
Chief Compliance Officer
ROBERT J DAINARD
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
13555 SE 36TH ST
STE 100
BELLEVUE
WA
United States
Tel:
425-522-2322
Fax:
N/A
R**@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DAINARD, ROBERT, J | Individual | – | PRINCIPAL/CHIEF COMPLIANCE OFFICER | 04/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 565K | 3K | – |
AGNICO EAGLE MINES LTD | COM | 582K | 9K | – |
ALPHABET INC | CAP STK CL C | 655K | 4K | – |
ALPHABET INC | CAP STK CL A | 2M | 13K | – |
AMAZON COM INC | COM | 1M | 7K | – |
AMBEV SA | SPONSORED ADR | 228K | 111K | – |
AMGEN INC | COM | 729K | 2K | – |
ANALOG DEVICES INC | COM | 789K | 3K | – |
APPLE INC | COM | 3M | 12K | – |
BANK AMERICA CORP | COM | 705K | 18K | – |
BAUSCH PLUS LOMB CORP | COMMON SHARES | 438K | 30K | – |
BIOGEN INC | COM | 272K | 1K | – |
BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 1M | 69K | – |
BRISTOL-MYERS SQUIBB CO | COM | 472K | 11K | – |
BROADCOM INC | COM | 2M | 986 | – |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 4M | 289K | – |
CSX CORP | COM | 610K | 18K | – |
COTERRA ENERGY INC | COM | 294K | 11K | – |
CALIFORNIA RES CORP | COM STOCK | 8M | 156K | – |
CANADIAN NAT RES LTD | COM | 578K | 16K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 220K | 3K | – |
CAPITAL ONE FINL CORP | COM | 363K | 3K | – |
CATERPILLAR INC | COM | 488K | 1K | – |
CHESAPEAKE ENERGY CORP | COM | 4M | 45K | – |
CHEVRON CORP NEW | COM | 574K | 4K | – |
COMCAST CORP NEW | CL A | 220K | 6K | – |
CONOCOPHILLIPS | COM | 457K | 4K | – |
CORTEVA INC | COM | 281K | 5K | – |
COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
DTF TAX-FREE INCOME 2028 TER | COM | 4M | 362K | – |
DEERE & CO | COM | 710K | 2K | – |
ABRDN NATL MUN INCOME FD | SH BEN INT | 403K | 38K | – |
DELL TECHNOLOGIES INC | CL C | 850K | 6K | – |
DEVON ENERGY CORP NEW | COM | 200K | 4K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 247K | 9K | – |
DISNEY WALT CO | COM | 677K | 7K | – |
DOW INC | COM | 230K | 4K | – |
EATON VANCE MUN INCOME 2028 | SHS | 2M | 91K | – |
ENTERPRISE PRODS PARTNERS L | COM | 344K | 12K | – |
EXXON MOBIL CORP | COM | 5M | 45K | – |
FRANKLIN TEMPLETON ETF TR | FTSE SOUTH KOREA | 251K | 11K | – |
FREEPORT-MCMORAN INC | CL B | 559K | 12K | – |
GILEAD SCIENCES INC | COM | 206K | 3K | – |
GILDAN ACTIVEWEAR INC | COM | 532K | 14K | – |
GOLDMAN SACHS GROUP INC | COM | 313K | 691 | – |
HALLIBURTON CO | COM | 538K | 16K | – |
HELMERICH & PAYNE INC | COM | 784K | 22K | – |
HOME DEPOT INC | COM | 542K | 2K | – |
HONEYWELL INTL INC | COM | 379K | 2K | – |
ILLINOIS TOOL WKS INC | COM | 482K | 2K | – |
IMPERIAL OIL LTD | COM NEW | 1M | 17K | – |
INTEL CORP | COM | 214K | 7K | – |
INTERCONTINENTAL EXCHANGE IN | COM | 556K | 4K | – |
INTUIT | COM | 1M | 2K | – |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 251K | 7K | – |
ISHARES TR | S&P 500 VAL ETF | 425K | 2K | – |
ISHARES TR | 3 7 YR TREAS BD | 1M | 9K | – |
ISHARES TR | US TREAS BD ETF | 571K | 25K | – |
ISHARES TR | IBONDS 29 TRM TS | 287K | 13K | – |
ISHARES TR | IBONDS 28 TRM TS | 568K | 26K | – |
ISHARES TR | IBONDS 27 TRM TS | 481K | 22K | – |
ISHARES TR | IBONDS 26 TRM TS | 287K | 13K | – |
ISHARES TR | IBONDS 25 TRM TS | 354K | 15K | – |
JPMORGAN CHASE & CO. | COM | 1M | 5K | – |
JAPAN SMALLER CAPITALIZATION | COM | 3M | 335K | – |
JOHNSON & JOHNSON | COM | 330K | 2K | – |
KENNEDY-WILSON HOLDINGS INC | COM | 1M | 129K | – |
KINDER MORGAN INC DEL | COM | 482K | 24K | – |
LSB INDS INC | COM | 281K | 34K | – |
LABCORP HOLDINGS INC | COM SHS | 291K | 1K | – |
LIBERTY ENERGY INC | COM CL A | 986K | 47K | – |
LOWES COS INC | COM | 560K | 3K | – |
MFS INTER INCOME TR | SH BEN INT | 683K | 257K | – |
MAG SILVER CORP | COM | 171K | 15K | – |
MARKEL GROUP INC | COM | 411K | 261 | – |
MASTERCARD INCORPORATED | CL A | 1M | 2K | – |
MATTEL INC | COM | 163K | 10K | – |
MICROSOFT CORP | COM | 3M | 7K | – |
NASDAQ INC | COM | 497K | 8K | – |
NEWMONT CORP | COM | 960K | 23K | – |
NINE ENERGY SERVICE INC | COM | 17K | 10K | – |
NOKIA CORP | SPONSORED ADR | 47K | 12K | – |
NORFOLK SOUTHN CORP | COM | 412K | 2K | – |
CHORD ENERGY CORPORATION | COM NEW | 3M | 15K | – |
OIL STS INTL INC | COM | 305K | 69K | – |
ORACLE CORP | COM | 632K | 4K | – |
OSISKO GOLD ROYALTIES LTD | COM | 362K | 23K | – |
PBF ENERGY INC | CL A | 18M | 393K | – |
PAN AMERN SILVER CORP | COM | 2M | 115K | – |
PARKER-HANNIFIN CORP | COM | 511K | 1K | – |
PATTERSON-UTI ENERGY INC | COM | 2M | 205K | – |
PAYPAL HLDGS INC | COM | 281K | 5K | – |
PROFRAC HLDG CORP | CLASS A COM | 271K | 37K | – |
PROMIS NEUROSCIENCES INC | COM NEW | 44K | 29K | – |
RTX CORPORATION | COM | 466K | 5K | – |
SHELL PLC | SPON ADS | 480K | 7K | – |
ROYCE MICRO-CAP TR INC | COM | 347K | 38K | – |
SPDR GOLD TR | GOLD SHS | 323K | 2K | – |
SPDR SER TR | S&P OILGAS EXP | 727K | 5K | – |
SANOFI | SPONSORED ADR | 209K | 4K | – |
SAP SE | SPON ADR | 488K | 2K | – |
SCHLUMBERGER LTD | COM STK | 404K | 9K | – |
SCHWAB CHARLES CORP | COM | 526K | 7K | – |
SELECT SECTOR SPDR TR | ENERGY | 574K | 6K | – |
SIBANYE STILLWATER LTD | SPONSORED ADR | 689K | 158K | – |
SOURCE CAP INC | COM | 4M | 86K | – |
SOUTHWESTERN ENERGY CO | COM | 92K | 14K | – |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 216K | 10K | – |
SUNCOR ENERGY INC NEW | COM | 334K | 9K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 7K | – |
TEMPLETON EMERGING MKTS FD | COM | 719K | 58K | – |
TEMPLETON EMERGING MKTS INCO | COM | 250K | 47K | – |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 533K | 33K | – |
THERMO FISHER SCIENTIFIC INC | COM | 503K | 910 | – |
TIDEWATER INC NEW | COM | 3M | 30K | – |
TRIPLE FLAG PRECIOUS METAL | COM | 602K | 39K | – |
UNION PAC CORP | COM | 535K | 2K | – |
UNITED AIRLS HLDGS INC | COM | 981K | 20K | – |
VALERO ENERGY CORP | COM | 689K | 4K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 595K | 18K | – |
VANECK ETF TRUST | OIL SERVICES ETF | 949K | 3K | – |
VANGUARD WELLINGTON FD | US VALUE FACTR | 362K | 3K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 310K | 3K | – |
VANGUARD WORLD FD | ENERGY ETF | 409K | 3K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 4M | 64K | – |
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 7M | 125K | – |
WELLS FARGO CO NEW | COM | 228K | 4K | – |
WESTERN ASSET HIGH YIELD DEF | COM | 2M | 181K | – |
WESTERN ASSET INVT GRADE DEF | COM | 3M | 205K | – |
ZIMMER BIOMET HOLDINGS INC | COM | 221K | 2K | – |
LINDE PLC | SHS | 774K | 2K | – |
NABORS INDUSTRIES LTD | SHS | 6M | 86K | – |
SEADRILL 2021 LTD | COM | 2M | 31K | – |
VALARIS LTD | CL A | 4M | 52K | – |
CHUBB LIMITED | COM | 483K | 2K | – |