HARA CAPITAL LLC

Adviser information for HARA CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 109 $166.8M
Non-Discretionary 1 $8.0M
Total 110 $174.8M

Clients

Type Number RAUM
Individuals 10 $3.8M
HNW Individuals 24 $161.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $9.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-128043
SEC ERA File Number 801-128043
SEC CIK Numbers 2010015
SEC CRD Numbers 315108
Legal Entity Identifier None

Principal Office

13555 SE 36TH ST
STE 100
BELLEVUE
WA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 425-522-2322, Fax: N/A

Chief Compliance Officer

ROBERT J DAINARD
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
13555 SE 36TH ST
STE 100
BELLEVUE
WA
United States
Tel: 425-522-2322
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DAINARD, ROBERT, J Individual PRINCIPAL/CHIEF COMPLIANCE OFFICER 04/2022 > 75%

No. Employees, Historic

10502023202420252 on 4/26/20232 on 5/1/20232 on 6/9/20232 on 3/26/2024

RAUM, Historic

200M100M0202320242025116510000 on 4/26/2023116510000 on 5/1/2023116510000 on 6/9/2023174770000 on 3/26/2024

No. Clients, Historic

4020020232024202530 on 4/26/202330 on 5/1/202330 on 6/9/202335 on 3/26/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 565K 3K
AGNICO EAGLE MINES LTD COM 582K 9K
ALPHABET INC CAP STK CL C 655K 4K
ALPHABET INC CAP STK CL A 2M 13K
AMAZON COM INC COM 1M 7K
AMBEV SA SPONSORED ADR 228K 111K
AMGEN INC COM 729K 2K
ANALOG DEVICES INC COM 789K 3K
APPLE INC COM 3M 12K
BANK AMERICA CORP COM 705K 18K
BAUSCH PLUS LOMB CORP COMMON SHARES 438K 30K
BIOGEN INC COM 272K 1K
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 1M 69K
BRISTOL-MYERS SQUIBB CO COM 472K 11K
BROADCOM INC COM 2M 986
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 4M 289K
CSX CORP COM 610K 18K
COTERRA ENERGY INC COM 294K 11K
CALIFORNIA RES CORP COM STOCK 8M 156K
CANADIAN NAT RES LTD COM 578K 16K
CANADIAN PACIFIC KANSAS CITY COM 220K 3K
CAPITAL ONE FINL CORP COM 363K 3K
CATERPILLAR INC COM 488K 1K
CHESAPEAKE ENERGY CORP COM 4M 45K
CHEVRON CORP NEW COM 574K 4K
COMCAST CORP NEW CL A 220K 6K
CONOCOPHILLIPS COM 457K 4K
CORTEVA INC COM 281K 5K
COSTCO WHSL CORP NEW COM 1M 2K
DTF TAX-FREE INCOME 2028 TER COM 4M 362K
DEERE & CO COM 710K 2K
ABRDN NATL MUN INCOME FD SH BEN INT 403K 38K
DELL TECHNOLOGIES INC CL C 850K 6K
DEVON ENERGY CORP NEW COM 200K 4K
DIMENSIONAL ETF TRUST INTL SMALL CAP V 247K 9K
DISNEY WALT CO COM 677K 7K
DOW INC COM 230K 4K
EATON VANCE MUN INCOME 2028 SHS 2M 91K
ENTERPRISE PRODS PARTNERS L COM 344K 12K
EXXON MOBIL CORP COM 5M 45K
FRANKLIN TEMPLETON ETF TR FTSE SOUTH KOREA 251K 11K
FREEPORT-MCMORAN INC CL B 559K 12K
GILEAD SCIENCES INC COM 206K 3K
GILDAN ACTIVEWEAR INC COM 532K 14K
GOLDMAN SACHS GROUP INC COM 313K 691
HALLIBURTON CO COM 538K 16K
HELMERICH & PAYNE INC COM 784K 22K
HOME DEPOT INC COM 542K 2K
HONEYWELL INTL INC COM 379K 2K
ILLINOIS TOOL WKS INC COM 482K 2K
IMPERIAL OIL LTD COM NEW 1M 17K
INTEL CORP COM 214K 7K
INTERCONTINENTAL EXCHANGE IN COM 556K 4K
INTUIT COM 1M 2K
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 251K 7K
ISHARES TR S&P 500 VAL ETF 425K 2K
ISHARES TR 3 7 YR TREAS BD 1M 9K
ISHARES TR US TREAS BD ETF 571K 25K
ISHARES TR IBONDS 29 TRM TS 287K 13K
ISHARES TR IBONDS 28 TRM TS 568K 26K
ISHARES TR IBONDS 27 TRM TS 481K 22K
ISHARES TR IBONDS 26 TRM TS 287K 13K
ISHARES TR IBONDS 25 TRM TS 354K 15K
JPMORGAN CHASE & CO. COM 1M 5K
JAPAN SMALLER CAPITALIZATION COM 3M 335K
JOHNSON & JOHNSON COM 330K 2K
KENNEDY-WILSON HOLDINGS INC COM 1M 129K
KINDER MORGAN INC DEL COM 482K 24K
LSB INDS INC COM 281K 34K
LABCORP HOLDINGS INC COM SHS 291K 1K
LIBERTY ENERGY INC COM CL A 986K 47K
LOWES COS INC COM 560K 3K
MFS INTER INCOME TR SH BEN INT 683K 257K
MAG SILVER CORP COM 171K 15K
MARKEL GROUP INC COM 411K 261
MASTERCARD INCORPORATED CL A 1M 2K
MATTEL INC COM 163K 10K
MICROSOFT CORP COM 3M 7K
NASDAQ INC COM 497K 8K
NEWMONT CORP COM 960K 23K
NINE ENERGY SERVICE INC COM 17K 10K
NOKIA CORP SPONSORED ADR 47K 12K
NORFOLK SOUTHN CORP COM 412K 2K
CHORD ENERGY CORPORATION COM NEW 3M 15K
OIL STS INTL INC COM 305K 69K
ORACLE CORP COM 632K 4K
OSISKO GOLD ROYALTIES LTD COM 362K 23K
PBF ENERGY INC CL A 18M 393K
PAN AMERN SILVER CORP COM 2M 115K
PARKER-HANNIFIN CORP COM 511K 1K
PATTERSON-UTI ENERGY INC COM 2M 205K
PAYPAL HLDGS INC COM 281K 5K
PROFRAC HLDG CORP CLASS A COM 271K 37K
PROMIS NEUROSCIENCES INC COM NEW 44K 29K
RTX CORPORATION COM 466K 5K
SHELL PLC SPON ADS 480K 7K
ROYCE MICRO-CAP TR INC COM 347K 38K
SPDR GOLD TR GOLD SHS 323K 2K
SPDR SER TR S&P OILGAS EXP 727K 5K
SANOFI SPONSORED ADR 209K 4K
SAP SE SPON ADR 488K 2K
SCHLUMBERGER LTD COM STK 404K 9K
SCHWAB CHARLES CORP COM 526K 7K
SELECT SECTOR SPDR TR ENERGY 574K 6K
SIBANYE STILLWATER LTD SPONSORED ADR 689K 158K
SOURCE CAP INC COM 4M 86K
SOUTHWESTERN ENERGY CO COM 92K 14K
SPROTT PHYSICAL GOLD & SILVE TR UNIT 216K 10K
SUNCOR ENERGY INC NEW COM 334K 9K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 7K
TEMPLETON EMERGING MKTS FD COM 719K 58K
TEMPLETON EMERGING MKTS INCO COM 250K 47K
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 533K 33K
THERMO FISHER SCIENTIFIC INC COM 503K 910
TIDEWATER INC NEW COM 3M 30K
TRIPLE FLAG PRECIOUS METAL COM 602K 39K
UNION PAC CORP COM 535K 2K
UNITED AIRLS HLDGS INC COM 981K 20K
VALERO ENERGY CORP COM 689K 4K
VANECK ETF TRUST GOLD MINERS ETF 595K 18K
VANECK ETF TRUST OIL SERVICES ETF 949K 3K
VANGUARD WELLINGTON FD US VALUE FACTR 362K 3K
VANGUARD WHITEHALL FDS HIGH DIV YLD 310K 3K
VANGUARD WORLD FD ENERGY ETF 409K 3K
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 4M 64K
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 7M 125K
WELLS FARGO CO NEW COM 228K 4K
WESTERN ASSET HIGH YIELD DEF COM 2M 181K
WESTERN ASSET INVT GRADE DEF COM 3M 205K
ZIMMER BIOMET HOLDINGS INC COM 221K 2K
LINDE PLC SHS 774K 2K
NABORS INDUSTRIES LTD SHS 6M 86K
SEADRILL 2021 LTD COM 2M 31K
VALARIS LTD CL A 4M 52K
CHUBB LIMITED COM 483K 2K