KEEN CAPITAL, LLC
Adviser information for KEEN CAPITAL, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 214 | $130.0M |
| Non-Discretionary | 0 | $0 |
| Total | 214 | $130.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $7.6M |
| HNW Individuals | 28 | $122.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128059 |
|---|---|
| SEC ERA File Number | 801-128059 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283597 |
| Legal Entity Identifier | None |
Principal Office
2830 RANCH RESERVE LANEWESTMINSTER
CO
United States
OFFICE VISITS BY APPOINTMENT ONLY, OFFICE VISITS BY APPOINTMENT ONLY
Tel: 303-898-6584, Fax: None
Chief Compliance Officer
JERRY JOHN MCDONNELL
MANAGING PARTNER
3755 GREEN RIDGE RD.
FURLONG
PA
United States
Tel:
267-454-4503
J**************@**************T
(Full email address available in API data)
Regulatory Contact
THOMAS J. JENNINGS
MANAGING PARTNER
2830 RANCH RESERVE LANE
WESTMINSTER
CO
United States
Tel:
303-898-6584
T***********@**************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDONNELL, JERRY, JOHN | Individual | – | MANAGING PARTNER; CHIEF COMPLIANCE OFFICER | 04/2016 | 25-50% |
| JENNINGS, THOMAS, JOSEPH | Individual | – | MANAGING PARTNER | 09/2017 | 50-75% |