STOKES 388 REAL ESTATE VENTURES, LLC
Adviser information for STOKES 388 REAL ESTATE VENTURES, LLC last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128063 |
|---|---|
| SEC ERA File Number | 801-128063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326693 |
| Legal Entity Identifier | None |
Principal Office
1100 POYDRAS ST, SUITE 2775NEW ORLEANS
LA
United States
Monday - Friday, 8AM - 5PM CT
Tel: 504-399-4100, Fax: 504-399-8415
Chief Compliance Officer
CHARLES M. TIBLIER
1100 POYDRAS ST, SUITE 2775
NEW ORLEANS
LA
United States
Tel:
504-399-4100
Fax:
504-399-8415
C******@*********************M
(Full email address available in API data)
Industry Affiliates
| STOKES ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STOKES FAMILY OFFICE LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STOKES ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 04/2023 | 50-75% |
| 388 VENTURES, LLC | Domestic Entity | – | MEMBER | 04/2023 | 50-75% |
| TIBLIER, CHARLES, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| STOKES, DOUGLAS, MATTHEW | Individual | STOKES ASSET MANAGEMENT, LLC | OWNER | 05/2022 | 25-50% |
| STOKES, GREGORY, JOHN | Individual | STOKES ASSET MANAGEMENT, LLC | OWNER | 05/2022 | 25-50% |
| STOKES, DAVID, CARL | Individual | STOKES ASSET MANAGEMENT, LLC | OWNER | 05/2022 | 25-50% |
| Lange, Russell, Scott | Individual | 388 VENTURES, LLC | OWNER | 01/2021 | 50-75% |
| Johnson, Seth, Garner | Individual | 388 VENTURES, LLC | OWNER | 01/2021 | 50-75% |