LEVATUS LLC
Adviser information for LEVATUS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 127 | $109.7M |
Non-Discretionary | 73 | $27.9M |
Total | 200 | $137.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 9 | $2.5M |
HNW Individuals | 26 | $135.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | Fixed fees |
Identifiers
SEC RIA File Number | 801-128064 |
---|---|
SEC ERA File Number | 801-128064 |
SEC CIK Numbers | None |
SEC CRD Numbers | 287811 |
Legal Entity Identifier | None |
Principal Office
115 NEWBURY STREETSUITE 503
BOSTON
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (617) 505-4710, Fax: None
Chief Compliance Officer
SUSAN E. DAHL
MANAGING MEMBER
115 NEWBURY STREET
SUITE 503
BOSTON
MA
United States
Tel:
(617) 505-4710
S****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DAHL, SUSAN, ELIZABETH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
DAHL, SUSAN, ELIZABETH | Individual | THE NEXUS GROUP, LLC | MANAGING MEMBER | 03/2017 | > 75% |
THE NEXUS GROUP, LLC | Domestic Entity | – | HOLDING COMPANY | 03/2017 | > 75% |