NAVIGATE FINANCIAL LLC
Adviser information for NAVIGATE FINANCIAL LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 104 | $56.4M |
| Non-Discretionary | 31 | $211.0M |
| Total | 135 | $267.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $26.2M |
| HNW Individuals | 4 | $5.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 51 | $235.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-128078 |
|---|---|
| SEC ERA File Number | 801-128078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325945 |
| Legal Entity Identifier | None |
Principal Office
999 E. MURRAY HOLLADAY RDSUITE 202
SALT LAKE CITY
UT
United States
Monday - Friday, 8AM - 5PM
Tel: 801-905-1644, Fax: None
Chief Compliance Officer
BEN DRIGGS
MEMBER
999 E. MURRAY HOLLADAY RD
SUITE 202
SALT LAKE CITY
UT
United States
Tel:
801-905-1644
B*********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, TIFFANY | Individual | – | MEMBER | 06/2023 | 50-75% |
| DRIGGS, BENJAMIN, WEST | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 06/2023 | 50-75% |