PAUL WINKLER, INC.
Adviser information for PAUL WINKLER, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,492 | $284.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,492 | $284.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 655 | $171.2M |
| HNW Individuals | 83 | $100.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $4.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $8.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 50 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | BOOK AUTHORED BY PAUL WINKLER |
Identifiers
| SEC RIA File Number | 801-128081 |
|---|---|
| SEC ERA File Number | 801-128081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119342 |
| Legal Entity Identifier | None |
Principal Office
3050 BUSINESS PARK CIRCLESUITE 503
GOODLETTSVILLE
TN
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 615-851-1950, Fax: 615-851-4597
Websites
Chief Compliance Officer
BOBBIE COSGROVE
CHIEF COMPLIANCE OFFICER
44 MILTON AVE
SUITE 314
ALPHARETTA
GA
United States
Tel:
770-462-2118
C*********@**************M
(Full email address available in API data)
Regulatory Contact
PAUL WINKLER
PRESIDENT
3050 BUSINESS PARK CIRCLE
SUITE 503
GOODLETTSVILLE
TN
United States
Tel:
615-851-1950
Fax:
615-851-4597
P***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINKLER, PAUL, PATRICK | Individual | – | PRESIDENT | 10/2000 | > 75% |
| Winkler, Deborah, Ann | Individual | – | DIRECTOR/ SECRETARY | 12/2012 | < 5% |
| COSGROVE, BOBBIE, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |