Hedge Fund Database

SYKON CAPITAL LLC

Adviser information for SYKON CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 574 $286.9M
Non-Discretionary 3 $6.0M
Total 577 $292.9M

Clients

Type Number RAUM
Individuals 260 $30.7M
HNW Individuals 303 $247.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $312,586
Charitable organizations <5 $5.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $9.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsCONSULTING
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-128087
SEC ERA File Number 801-128087
SEC CIK Numbers 1988408
SEC CRD Numbers 326728
Legal Entity Identifier None

Principal Office

500 MAMARONECK AVE
SUITE 320
HARRISON
NY
United States
Monday - Friday, 8AM TO 5PM
Tel: 914-898-3694, Fax: None

Websites

www.facebook.com/people/sykon-capital-llc/ www.sykoncapital.com www.instagram.com/sykoncap/ www.linkedin.com/company/sykon-capital/ www.twitter.com/sykoncap/

Chief Compliance Officer

STACY SIZEMORE
CHIEF COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel: 971-371-3450
(Full email address available in API data)

Regulatory Contact

CHRISTOPHER PLUMMER
SR COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel: 971-371-3450
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SIZEMORE, STACY, LEIGH Individual – CHIEF COMPLIANCE OFFICER 04/2023 < 5%
RUVITUSO, STEPHEN, MICHAEL Individual – CEO / CHAIRMAN 06/2023 > 75%
STANKIEWICZ, TODD, ANDREW Individual – PRESIDENT / CIO 06/2023 10-25%
ACKERMAN, JULIE Individual – MANAGING PARTNER / CLIENT ENGAGEMENT 06/2023 < 5%

No. Employees, Historic

10502023202420255 on 5/2/20235 on 5/2/20235 on 6/2/20235 on 6/5/20235 on 8/3/20235 on 9/22/20235 on 10/3/20236 on 3/28/2024

RAUM, Historic

300M150M02023202420250 on 5/2/20230 on 5/2/20230 on 6/2/20230 on 6/5/20230 on 8/3/2023277470348 on 9/22/2023277470348 on 10/3/2023292927012 on 3/28/2024

No. Clients, Historic

60030002023202420250 on 5/2/20230 on 5/2/20230 on 6/2/20230 on 6/5/20230 on 8/3/2023549 on 9/22/2023549 on 10/3/2023577 on 3/28/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AKEBIA THERAPEUTICS INC COM 15K 15K –
ALPHABET INC CAP STK CL A 1M 7K –
AMAZON COM INC COM 3M 17K –
APPLE INC COM 5M 25K –
BANK AMERICA CORP COM 4M 107K –
CALAMOS CONV & HIGH INCOME F COM SHS 190K 17K –
CALAMOS LNG SHR EQT DYNAMIC COM 153K 10K –
CHEVRON CORP NEW COM 266K 2K –
CHURCH & DWIGHT CO INC COM 327K 3K –
CONSOLIDATED EDISON INC COM 297K 3K –
CROWDSTRIKE HLDGS INC CL A 1M 4K –
DOUBLELINE INCOME SOLUTIONS COM 125K 10K –
EATON VANCE TAX-MANAGED GLOB COM 124K 15K –
FIRST TR MORNINGSTAR DIVID L SHS 363K 10K –
GLOBAL X FDS GLBL X MLP ETF 3M 53K –
GOLDMAN SACHS ETF TR ACCES TREASURY 208K 2K –
GUGGENHEIM STRATEGIC OPPORTU COM SBI 201K 14K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 5M 82K –
INVESCO EXCH TRADED FD TR II SR LN ETF 2M 115K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 369K 8K –
INVESCO EXCH TRADED FD TR II S&P INTL LOW 209K 8K –
INVESCO QQQ TR UNIT SER 1 12M 25K –
ISHARES TR CORE US AGGBD ET 11M 113K –
ISHARES TR MSCI EAFE ETF 6M 78K –
ISHARES TR CMBS ETF 2M 49K –
ISHARES TR IBOXX HI YD ETF 2M 32K –
ISHARES TR IBOXX INV CP ETF 2M 23K –
ISHARES TR JPMORGAN USD EMG 4M 41K –
ISHARES TR NATIONAL MUN ETF 818K 8K –
ISHARES TR PFD AND INCM SEC 4M 115K –
ISHARES TR TIPS BD ETF 4M 34K –
ISHARES TR CORE S&P500 ETF 6M 10K –
ISHARES TR CORE HIGH DV ETF 364K 3K –
ISHARES U S ETF TR BLACKROCK SHORT 1M 30K –
JPMORGAN CHASE & CO. COM 368K 2K –
KLX ENERGY SERVICS HOLDNGS I COM NEW 208K 42K –
LEGG MASON ETF INVT FRANKLIN US LOW 544K 15K –
MCDONALDS CORP COM 226K 887 –
META PLATFORMS INC CL A 2M 5K –
MICROSOFT CORP COM 366K 818 –
NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 176K 16K –
NUVEEN NEW JERSEY QULT MUN F COM 305K 25K –
NVIDIA CORPORATION COM 5M 38K –
PERSPECTIVE THERAPEUTICS INC COM NEW 378K 38K –
PFIZER INC COM 336K 12K –
PROSHARES TR PSHS SHTFINL ETF 1M 117K –
PROSHARES TR SHORT QQQ 6M 142K –
SCHWAB STRATEGIC TR LONG TERM US 11M 329K –
SELECT SECTOR SPDR TR COMMUNICATION 5M 60K –
SELECT SECTOR SPDR TR SBI CONS DISCR 6M 34K –
SELECT SECTOR SPDR TR SBI CONS STPLS 4M 47K –
SELECT SECTOR SPDR TR ENERGY 2M 24K –
SELECT SECTOR SPDR TR FINANCIAL 7M 179K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 7M 50K –
SELECT SECTOR SPDR TR INDL 5M 41K –
SELECT SECTOR SPDR TR SBI MATERIALS 1M 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 18M 79K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 20K –
SPDR DOW JONES INDL AVERAGE UT SER 1 11M 28K –
SPDR SER TR BLOOMBERG 1-3 MO 6M 66K –
SPDR SER TR PORTFOLIO LN TSR 11M 399K –
SPDR SER TR BBG CONV SEC ETF 2M 34K –
SPDR SER TR BLOOMBERG INTL 2M 83K –
SPDR SER TR BLOOMBERG SHT TE 2M 100K –
SPDR SER TR FTSE INT GVT ETF 1M 31K –
SPDR SER TR BLOOMBERG INVT 6M 192K –
TESLA INC COM 205K 1K –
UBER TECHNOLOGIES INC COM 2M 26K –
VANECK ETF TRUST CEF MUNI INCOME 2M 112K –
VANECK ETF TRUST HIGH YLD MUNIETF 2M 32K –
VANECK ETF TRUST INTERNATIONAL HI 2M 115K –
VANECK ETF TRUST LONG MUNI ETF 2M 92K –
VANECK ETF TRUST BDC INCOME ETF 338K 20K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 61K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 30K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 2M 32K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 4M 80K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 32K –
VANGUARD WORLD FD EXTENDED DUR 3M 40K –
VANGUARD WORLD FD INF TECH ETF 303K 525 –
VERIZON COMMUNICATIONS INC COM 223K 5K –
VIRTUS ARTIFICIAL INTELLIGEN COM 935K 43K –
VIRTUS CONVERTIBLE & INC FD COM 29K 10K –
WELLTOWER INC COM 209K 2K –
WESTERN ASSET GBL HIGH INC F COM 137K 20K –
WISDOMTREE TR FLOATNG RAT TREA 20M 398K –
WISDOMTREE TR INTRST RATE HDGE 4M 163K –
WISDOMTREE TR EMER MKT HIGH FD 286K 7K –
WISDOMTREE TR US QTLY DIV GRT 568K 7K –
XAI OCTAGN FLT RAT & ALT INM COM 155K 22K –