BLAKELY WALTERS WEALTH MANAGEMENT
BLAKELY WALTERS WEALTH MANAGEMENT LLC Legal Name
Adviser information for BLAKELY WALTERS WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 201 | $117.0M |
| Non-Discretionary | 0 | $0 |
| Total | 201 | $117.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $62.6M |
| HNW Individuals | 32 | $54.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)GROUP INVESTMENT ADVISORY SERVICE |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSUBSCRIPTION FEES FOR GROUP INVESTMENT ADVISORY PLAN |
Identifiers
| SEC RIA File Number | 801-128098 |
|---|---|
| SEC ERA File Number | 801-128098 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324410 |
| Legal Entity Identifier | None |
Principal Office
3333 N HAYDEN ROADSCOTTSDALE
AZ
United States
Monday - Friday, 8 AM - 5 PM
Tel: 480-776-5895, Fax: None
Chief Compliance Officer
SLOAN WALTERS
MANAGING PARTNER
3333 N HAYDEN ROAD
SCOTTSDALE
AZ
United States
Tel:
480-776-5895
S*******@*****************M
(Full email address available in API data)
Industry Affiliates
| BLAKELY WALTERS INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALTERS, SLOAN, DYLAN | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 07/2009 | 50-75% |
| BLAKELY, JAMES, CARLYLE | Individual | – | MANAGING PARTNER | 07/2009 | 50-75% |