KEYBANC CAPITAL MARKETS RESEARCH, LLC
KBCM RESEARCH LLC Legal Name
Adviser information for KEYBANC CAPITAL MARKETS RESEARCH, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 74 |
| Registered Broker-Dealer Representatives | 79 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 155 |
| No. of Non-U.S. Clients | 20 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | OFFERS THE EQUITY RESEARCH SERVICES DESCRIBED IN THIS BROCHURE (THE "RESEARCH SERVICES") TO INSTITUTIONAL CLIENTS THROUGH ITS IN |
|---|---|
| Compensation | PAYMENT FOR RESERACH SERVICES |
Identifiers
| SEC RIA File Number | 801-128103 |
|---|---|
| SEC ERA File Number | 801-128103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326557 |
| Legal Entity Identifier | None |
Principal Office
127 PUBLIC SQUARECLEVELAND
OH
United States
Monday - Friday, 9AM - 5PM
Tel: 216-689-3873, Fax: None
Chief Compliance Officer
BLANCA ORTIZ
127 PUBLIC SQUARE
CLEVELAND
OH
United States
Tel:
216 689 3873
B*****@******M
(Full email address available in API data)
Regulatory Contact
JANET BURNS
HEAD OF REGISTRATION, REGULATORY LIAISON
127 PUBLIC SQUARE
CLEVELAND
OH
United States
Tel:
216 689 0358
J*****@******M
(Full email address available in API data)
Industry Affiliates
| KEYBANC CAPITAL MARKETS INC | Commodity pool operator or commodity trading advisor |
| KEYBANC CAPITAL MARKETS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| KEYBANK NATIONAL ASSOCIATION | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORTIZ, BLANCA, E | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| KRUSZENSKI, KEVIN, MICHAEL | Individual | – | HEAD OF INSTITUTIONAL EQUITIES | 04/2023 | < 5% |
| KEYBANC CAPITAL MARKETS INC. | Domestic Entity | – | OWNER | 04/2023 | > 75% |
| KEYCORP | Domestic Entity | KEYBANC CAPITAL MARKETS INC. | PARENT / HOLD CO | 04/2023 | > 75% |