M3SIXTY CAPITAL, LLC
Adviser information for M3SIXTY CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $5.1M |
Non-Discretionary | 0 | $0 |
Total | 1 | $5.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $5.1M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for investment companies |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-128124 |
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SEC ERA File Number | 801-128124 |
SEC CIK Numbers | None |
SEC CRD Numbers | 323764 |
Legal Entity Identifier | None |
Principal Office
4300 SHAWNEE MISSION PARKWAY, SUITE 100FAIRWAY
KS
United States
Monday - Friday, 9AM - 5PM
Tel: 816-817-3267, Fax: None
Websites
Chief Compliance Officer
RICHARD YATES
820 BAUSCH & LOMB PLACE
ROCHESTER
NY
United States
Tel:
585-563-3410
Fax:
585-434-1166
R*****@***********M
(Full email address available in API data)
Regulatory Contact
JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel:
404-402-3193
J***@**********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
M3SIXTY ENTERPRISES, LLC | Domestic Entity | – | HOLDING COMPANY | 07/2010 | > 75% |
LINSCOTT, RANDALL | Individual | M3SIXTY ENTERPRISES, LLC | CEO | 11/2014 | 25-50% |
DICENZO, GARY, WILLIAM | Individual | – | CEO | 09/2022 | < 5% |
YATES, RICHARD, BUTLER | Individual | – | CCO | 10/2022 | < 5% |