M3SIXTY CAPITAL, LLC

Adviser information for M3SIXTY CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $5.1M
Non-Discretionary 0 $0
Total 1 $5.1M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $5.1M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-128124
SEC ERA File Number 801-128124
SEC CIK Numbers None
SEC CRD Numbers 323764
Legal Entity Identifier None

Principal Office

4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY
KS
United States
Monday - Friday, 9AM - 5PM
Tel: 816-817-3267, Fax: None

Chief Compliance Officer

RICHARD YATES
820 BAUSCH & LOMB PLACE
ROCHESTER
NY
United States
Tel: 585-563-3410
Fax: 585-434-1166
(Full email address available in API data)

Regulatory Contact

JOHN WILLIAMS
CONSULTANT
2865 GREEN COVE WAY
SMYRNA
GA
United States
Tel: 404-402-3193
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
M3SIXTY ENTERPRISES, LLC Domestic Entity HOLDING COMPANY 07/2010 > 75%
LINSCOTT, RANDALL Individual M3SIXTY ENTERPRISES, LLC CEO 11/2014 25-50%
DICENZO, GARY, WILLIAM Individual CEO 09/2022 < 5%
YATES, RICHARD, BUTLER Individual CCO 10/2022 < 5%

No. Employees, Historic

10502023202420254 on 5/9/20234 on 2/8/20245 on 3/28/2024

RAUM, Historic

6M3M02023202420250 on 5/9/20230 on 2/8/20245066673 on 3/28/2024

No. Clients, Historic

10502023202420251 on 5/9/20231 on 2/8/20241 on 3/28/2024