COOKSEN WEALTH, LLC
Adviser information for COOKSEN WEALTH, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 317 | $141.6M |
| Non-Discretionary | 3 | $334,754 |
| Total | 320 | $141.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 7 | $3.3M |
| HNW Individuals | 35 | $138.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
1790 HUGHES LANDING BOULEVARDSUITE 400
THE WOODLANDS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (832) 592-2554, Fax: (832) 592-2553
Websites
Chief Compliance Officer
LINDSEY M. COOKSEN
MANAGING MEMBER
1790 HUGHES LANDING BOULEVARD
SUITE 400
THE WOODLANDS
TX
United States
Tel:
832-592-2555
L******@****************M
(Full email address available in API data)
Regulatory Contact
LINDSEY M. COOKSEN
MANAGING MEMBER
1790 HUGHES LANDING BOULEVARD
SUITE 400
THE WOODLANDS
TX
United States
Tel:
(832) 592-2556
L******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOKSEN, LINDSEY, MAYNARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 773K | 4K | – |
| DBX ETF TR | XTRACK MSCI EURP | 2M | 37K | – |
| EXXON MOBIL CORP | COM | 218K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 325K | 6K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 MUNI | 347K | 15K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2027 MUNI | 349K | 15K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2028 MUNI | 350K | 15K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2029 MUNI | 348K | 15K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 651K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 3M | 52K | – |
| ISHARES TR | RUS 1000 GRW ETF | 16M | 43K | – |
| ISHARES TR | ISHS 1-5YR INVS | 2M | 32K | – |
| ISHARES TR | NATIONAL MUN ETF | 1M | 11K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 23K | – |
| ISHARES TR | MSCI EAFE ETF | 248K | 3K | – |
| LISTED FD TR | ROUNDHILL MAGNIF | 380K | 8K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 617K | 13K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 638K | 8K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 10M | 43K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 673K | 18K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4M | 30K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 2M | 22K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 3M | 35K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 4M | 96K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 17K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 786K | 9K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 4M | 20K | – |
| SELECT SECTOR SPDR TR | INDL | 3M | 23K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 504K | 7K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 645K | 17K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 3M | 76K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 2M | 12K | – |
| TARGA RES CORP | COM | 1M | 9K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 10K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 3M | 11K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 2M | 7K | – |
| VANGUARD INDEX FDS | VALUE ETF | 9M | 55K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 3M | 18K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 4M | 56K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 2M | 28K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 4M | 82K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 237K | 5K | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 521K | 12K | – |