CONSTANT GUIDANCE FINANCIAL, LLC
Adviser information for CONSTANT GUIDANCE FINANCIAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 565 | $128.1M |
| Non-Discretionary | 0 | $0 |
| Total | 565 | $128.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 179 | $46.2M |
| HNW Individuals | 64 | $78.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1 NORTH AVENORTH ATTLEBORO
MA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 508-207-8049, Fax: 508-207-8049
Chief Compliance Officer
MITCHELL ZIDES
MANAGING PARTNER
1 NORTH AVE
NORTH ATTLEBORO
MA
United States
Tel:
508-207-8049
M****@*************M
(Full email address available in API data)
Regulatory Contact
CATHY VASILEV
CONSULTANT
1320 ARROWPOINT DR SUITE 411
1101
CEDAR PARK
TX
United States
Tel:
15127210421
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZIDES, MITCHELL | Individual | – | MANAGING PARTNER AND CCO | 07/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BERKSHIRE HATHAWAY CLASS B | COM | 34M | 83K | – |
| SPDR BLOOMBERG 1 3 MNTH T BLL ETF | BLOOMBERG 1-3 MO | 16M | 169K | – |
| SPDR S&P 500 ETF | S&P 500 ETF SHS | 15M | 27K | – |
| APPLE INC | COM | 4M | 20K | – |
| SPDR DOW JONES INDUSTRIAL AVRG ETF @ | UT SER 1 | 4M | 10K | – |
| VANGUARD TOTAL BOND MARKET ETF | U.S Fixed Income | 4M | 51K | – |
| AMAZON.COM INC | COM | 3M | 14K | – |
| MICROSOFT CORP | COM | 2M | 5K | – |
| CITIGROUP INC | COM | 2M | 36K | – |
| BANK OF AMERICA CORP | COM | 2M | 55K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| META PLATFORMS INC CLASS A | COM | 1M | 2K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| VANGUARD TOTAL STOCK MARKET ETF | UT SER 1 | 1M | 4K | – |
| SOFTBANK GROUP CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | COM | 940K | 29K | – |
| ALPHABET INC. CLASS | COM | 931K | 5K | – |
| VANGUARD HIGH DIVIDEND YIELD ETF | DIV APP ETF | 797K | 7K | – |
| SPDR S&P 500 FOSSIL FUELRES FRE ETF | S&P 500 ETF SHS | 597K | 13K | – |
| INVSC QQQ TRUST SRS 1 ETF IV | UNIT SER 1 | 596K | 1K | – |
| SPDR PORTFOLIO S P 1500 CMPST ST ETF | PORTFOLIO S&P1500 | 514K | 8K | – |
| EXXON MOBIL CORP | COM | 457K | 4K | – |
| SCHWAB US DIVIDEND EQUITY ETF | US DIVIDEND EQ | 456K | 9K | – |
| VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 390K | 2K | – |
| NVIDIA CORP | COM | 339K | 3K | – |
| ISHARES CORE S&P 500 ETF | S&P 500 ETF SHS | 286K | 523 | – |