FINANCIAL DESIGNS WEALTH MANAGEMENT
FINANCIAL DESIGNS WEALTH MANAGEMENT LLC Legal Name
Adviser information for FINANCIAL DESIGNS WEALTH MANAGEMENT last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 80 | $87.3M |
| Non-Discretionary | 54 | $50.5M |
| Total | 134 | $137.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $8.5M |
| HNW Individuals | 49 | $78.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 54 | $50.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 332 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128134 |
|---|---|
| SEC ERA File Number | 801-128134 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314520 |
| Legal Entity Identifier | None |
Principal Office
8000 NW 7TH STREETSUITE 203
MIAMI
FL
United States
Monday - Friday, 9-5PM BY APPOINTMENT
Tel: 786-388-0030, Fax: None
Chief Compliance Officer
JENNIFER A. VALDES
CHIEF COMPLIANCE OFFICER
8000 NW 7TH STREET
SUITE 203
MIAMI
FL
United States
Tel:
786 388-0030
J*******@***********T
(Full email address available in API data)
Regulatory Contact
ASHLEY NOUEL
CLIENT ASSOCIATE
8000 NW 7TH STREET
MIAMI
FL
United States
Tel:
786 388-0030
Fax:
SUITE 203
A*****@***********T
(Full email address available in API data)
Industry Affiliates
| FD NATIONAL | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALDES, JENNIFER, ASHLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | 25-50% |
| JORGE A VALDES REVOCABLE TRUST | Domestic Entity | – | GRANTOR / TRUSTEE | 06/2022 | > 75% |
| Valdes, Jorge, Alberto | Individual | JORGE A VALDES REVOCABLE TRUST | SETTLOR | 07/2003 | > 75% |
| FINANCIAL DESIGNS PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 07/2023 | 25-50% |
| VALDES, JENNIFER, ASHLEY | Individual | FINANCIAL DESIGNS PRIVATE WEALTH, LLC | OWNER | 07/2023 | > 75% |