PROACTIVE CAPITAL MANAGEMENT, INC.
Adviser information for PROACTIVE CAPITAL MANAGEMENT, INC. last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 610 | $123.4M |
| Non-Discretionary | 6 | $20.3M |
| Total | 616 | $143.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 225 | $52.9M |
| HNW Individuals | 33 | $64.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $20.3M |
| Charitable organizations | 5 | $5.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $185,700 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsFINANCIAL PLANNING SERVICES INCLUDED IN |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128137 |
|---|---|
| SEC ERA File Number | 801-128137 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297791 |
| Legal Entity Identifier | None |
Principal Office
1414 SW ASHWORTH PLACESUITE 200
TOPEKA
KS
United States
Monday - Friday, 8:30-5
Tel: 785-215-8080, Fax: 785-271-8085
Chief Compliance Officer
CORY MASON MCPHERSON
PRESIDENT & CEO
1414 SW ASHWORTH PLACE
SUITE 200
TOPEKA
KS
United States
Tel:
785-215-8080
C***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| McPherson, Cory, Mason | Individual | – | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | 09/2022 | > 75% |