957 ADVISORS LLC

Adviser information for 957 ADVISORS LLC last updated from Form ADV on December 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-128148
SEC ERA File Number 801-128148
SEC CIK Numbers None
SEC CRD Numbers 326948
Legal Entity Identifier None

Principal Office

9229 SUNSET BLVD
SUITE 520
WEST HOLLYWOOD
CA
United States
Monday - Friday, 8 AM - 4 PM
Tel: 813-758-1430, Fax: None

Chief Compliance Officer

ANDREW BUTTE
9229 SUNSET BLVD
SUITE 520
WEST HOLLYWOOD
CA
United States
Tel: 813-758-1430
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
957 HOLDINGS LLC Domestic Entity HOLDING COMPANY 05/2023 > 75%
BUTTE, ANDREW, THOMAS Individual CHIEF COMPLIANCE OFFICER 05/2023 < 5%

No. Employees, Historic

1050202320242 on 5/12/20232 on 10/17/20232 on 10/18/20232 on 10/24/20232 on 10/24/20231 on 11/20/20231 on 12/5/20231 on 12/8/20231 on 12/15/2023

RAUM, Historic

000202320240 on 5/12/20230 on 10/17/20230 on 10/18/20230 on 10/24/20230 on 10/24/20230 on 11/20/20230 on 12/5/20230 on 12/8/20230 on 12/15/2023