LWO LLC
Adviser information for LWO LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $278.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $278.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $278.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING FEES |
Identifiers
| SEC RIA File Number | 801-128152 |
|---|---|
| SEC ERA File Number | 801-128152 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282281 |
| Legal Entity Identifier | None |
Principal Office
2519 FAIRMOUNT ST.DALLAS
TX
United States
Monday - Friday, 9 AM - 5 PM
Tel: 469-351-3470, Fax: None
Chief Compliance Officer
JILL CEDERBERG
118 BROADWAY N.
STE 501
FARGO
ND
United States
Tel:
605-380-5347
J***@*********M
(Full email address available in API data)
Regulatory Contact
JORDAN BASTABLE
MANAGING MEMBER
2519 FAIRMOUNT ST.
DALLAS
TX
United States
Tel:
817-301-5338
J*****@*********M
(Full email address available in API data)
Industry Affiliates
| LWO PARTNERS III, LP | Sponsor, GP, manager of pooled investment vehicles |
| LWO PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
| LWO SOF I GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ART IS LOVE SPV I, LLC | Private Equity Fund | $13.6M | $0.0M | 31 |
| LWO FUND III, LP | Private Equity Fund | $105.1M | $0.5M | 79 |
| LWO FUND II, LP | Private Equity Fund | $51.1M | $0.3M | 60 |
| LWO SPECIAL OPPORTUNITIES FUND I, LP | Private Equity Fund | $108.9M | $0.0M | 62 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASTABLE, JORDAN, JACOB | Individual | – | MANAGING MEMBER | 11/2009 | 50-75% |
| BURGUM, BROOKS, FREDERICK | Individual | – | MANAGING MEMBER | 11/2009 | 50-75% |
| CEDERBERG, JILL, KATHERINE | Individual | – | DIRECTOR OF FINANCE AND CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |