STRIVE ADVISORY, LLC
Adviser information for STRIVE ADVISORY, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 6 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Educational seminars/workshopsPROXY VOTING RECOMMENDATIONS, SHAREHOLDER PROPOSALS RESEARCH, PROXY ANALYSIS |
|---|---|
| Compensation | Hourly chargesFixed feesFEE BASED ON VOLUME OF VOTES OR WORK PRODUCT |
Identifiers
| SEC RIA File Number | 801-128156 |
|---|---|
| SEC ERA File Number | 801-128156 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323937 |
| Legal Entity Identifier | None |
Principal Office
6555 LONGSHORE STREETSUITE 220
DUBLIN
OH
United States
Monday - Friday, 8:30 - 5:00
Tel: 614-704-0187, Fax: None
Websites
Chief Compliance Officer
DONALD MCARDLE
6555 LONGSHORE STREET
SUITE 220
DUBLIN
OH
United States
Tel:
614-704-0187
D**********@*********M
(Full email address available in API data)
Regulatory Contact
ALEXANDRA GAISER
GENERAL COUNSEL
6555 LONGSHORE STREET
SUITE 220
DUBLIN
OH
United States
Tel:
614-869-9100
A***************@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANHOF, JUSTIN, GLEN | Individual | – | PRESIDENT | 10/2022 | < 5% |
| PHAM, BENJAMIN, BARTLEY | Individual | – | MANAGER AND CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| STRIVE ENTERPRISES, INC. | Domestic Entity | – | SOLE MEMBER | 10/2022 | > 75% |
| RAMASWAMY, VIVEK, GANAPATHY | Individual | STRIVE ENTERPRISES, INC. | SHAREHOLDER | 01/2022 | 50-75% |
| COLE, MATTHEW, RYAN | Individual | – | MANAGER | 08/2023 | < 5% |
| MCARDLE, DON, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| GAISER, ALEXANDRA, HARRISON | Individual | – | GENERAL COUNSEL | 10/2023 | < 5% |