ALTAR ROCK
ALTAR ROCK LLC Legal Name
Adviser information for ALTAR ROCK last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $3.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $3.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128165 |
|---|---|
| SEC ERA File Number | 801-128165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326868 |
| Legal Entity Identifier | None |
Principal Office
34 HARDING ROADLEXINGTON
MA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 917 226 0565, Fax: N/A
Chief Compliance Officer
ARCHAN K BASU
MEMBER, CIO, CCO
34 HARDING ROAD
LEXINGTON
MA
United States
Tel:
914 246 1880
Fax:
N/A
A*****@******************M
(Full email address available in API data)
Regulatory Contact
ANDREW HARDING BARNES
MEMBER
34 HARDING ROAD
LEXINGTON
MA
United States
Tel:
917 226 0565
Fax:
N/A
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASU, ARCHAN, KUMAR | Individual | – | MEMBER, CIO, CCO | 12/2020 | 25-50% |
| BARNES, ANDREW, HARDING | Individual | – | MEMBER | 12/2020 | 25-50% |
| LITMAN, WARREN, NEIL | Individual | – | MEMBER | 12/2020 | 10-25% |