OAC CAPITAL ADVISORS LLC
Adviser information for OAC CAPITAL ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $87.4M |
| Non-Discretionary | 107 | $72.4M |
| Total | 121 | $159.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $6.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $48.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $104.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 59 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCONSULTING, AND PORTFOLIO REPORTING FOR CERTAIN PORTFOLIOS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128173 |
|---|---|
| SEC ERA File Number | 801-128173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317559 |
| Legal Entity Identifier | 7944438 |
Principal Office
2001 MERIDIAN AVENUE, PH-23MIAMI BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 345-749-4505, Fax: None
Chief Compliance Officer
CLEMENT PENN JR.
2001 MERIDIAN AVENUE, PH-23
MIAMI BEACH
FL
United States
Tel:
345-749-4505
C***********@**********Y
(Full email address available in API data)
Industry Affiliates
| FORTCAY INVESTMENT ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLOBAL TRADING SPC | Hedge Fund | $45.3M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OCTOGONE ADVISORS (CAYMAN) LTD. | Foreign Entity | – | OWNER | 03/2021 | > 75% |
| DOPPELMOPPEL & BEKLOPPEL LLC | Domestic Entity | OCTOGONE ADVISORS (CAYMAN) LTD. | SHAREHOLDER | 03/2021 | 25-50% |
| PENN, CLEMENT, ANTHONY JOHN | Individual | – | CCO | 04/2020 | < 5% |
| HEIN, BENJAMIN, ENGLERT | Individual | – | ADMINISTRATIVE / EXECUTIVE MANAGER / CEO | 04/2020 | < 5% |
| THE BENJAMIN E. HEIN M&A LIVING TRUST U/A/D 11/12/1997 | Domestic Entity | DOPPELMOPPEL & BEKLOPPEL LLC | SHAREHOLDER | 04/2014 | > 75% |
| HEIN, BENJAMIN, ENGLERT | Individual | THE BENJAMIN E. HEIN M&A LIVING TRUST U/A/D 11/12/1997 | TRUSTEE | 11/1997 | > 75% |
| SEGUIN, PAUL-MARTIN | Individual | – | ADMIN & EXECUTIVE MANAGER | 04/2020 | < 5% |
| CORSETTI, NICOLA, ANGELO | Individual | – | ADMIN & EXECUTIVE MANAGER | 04/2020 | 10-25% |