33 CAPITAL MANAGEMENT LLC
Adviser information for 33 CAPITAL MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $88.3M |
| Non-Discretionary | 1 | $15.0M |
| Total | 21 | $103.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $81.2M |
| Banking or thrift institutions | <5 | $10.9M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Security ratings or pricing services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesA MIX OF THE ABOVE COMPENSATION ARRANGEMENTS. |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-128177 |
|---|---|
| SEC ERA File Number | 801-128177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326780 |
| Legal Entity Identifier | 2549004WRPU7XRNH0D |
Principal Office
ONE EAST PUTNAM AVENUE2ND FLOOR
GREENWICH
CT
United States
Monday - Friday, 7 AM - 6 PM
Tel: 203-391-9340, Fax: None
Chief Compliance Officer
MATTHEW ROCHE
CHIEF FINANCIAL OFFICER
ONE EAST PUTNAM
2ND FLOOR
GREENWICH
CT
United States
Tel:
203-391-9340
M************@**********************M
(Full email address available in API data)
Regulatory Contact
ABBAS "EDDY" ZUAITER
CHIEF INVESTMENT OFFICER/CHAIRMAN
ONE EAST PUTNAM AVENUE
2ND FLOOR
GREENWICH
CT
United States
Tel:
203-391-9340
A************@**********************M
(Full email address available in API data)
Industry Affiliates
| ZUAITER CAPITAL HOLDINGS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZUAITER, ABBAS, F | Individual | – | CHAIRMAN/CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |
| 33 CAPITAL MANAGEMENT LTD. | Foreign Entity | – | MANAGING MEMBER | 03/2023 | > 75% |
| ZUAITER CAPITAL HOLDINGS LLC | Domestic Entity | 33 CAPITAL MANAGEMENT LTD. | GENERAL PARTNER | 03/2023 | 50-75% |
| ZUAITER, ABBAS, F | Individual | ZUAITER CAPITAL HOLDINGS LLC | MANAGING MEMBER | 02/2013 | 25-50% |
| AL BANAT TRUST | Domestic Entity | ZUAITER CAPITAL HOLDINGS LLC | MEMBER | 02/2013 | 25-50% |
| Zuaiter, Samar, D. | Individual | ZUAITER CAPITAL HOLDINGS LLC | MANAGING MEMBER | 02/2013 | 25-50% |
| ROCHE, MATTHEW, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |