C4M GLOBAL ADVISORS LLC
Adviser information for C4M GLOBAL ADVISORS LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $27.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $27.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $27.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128181 |
|---|---|
| SEC ERA File Number | 801-128181 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326942 |
| Legal Entity Identifier | None |
Principal Office
816 CONNECTICUT AVE NWSUITE 800
WASHINGTON D.C.
DC
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 888-336-8402, Fax: N/A
Chief Compliance Officer
JOSEPH MICHAEL COPE
MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER
816 CONNECTICUT AVE NW
SUITE 800
WASHINGTON D.C.
DC
United States
Tel:
888-336-8402
J****@***************M
(Full email address available in API data)
Regulatory Contact
GREGORY EDWARD AVERYT
COMPLIANCE DIRECTOR
816 CONNECTICUT AVE NW
SUITE 800
WASHINGTON D.C.
DC
United States
Tel:
888-336-8402
Fax:
N/A
G******@***************M
(Full email address available in API data)
Industry Affiliates
| COPE CORRALES LLC | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| C4M SPC | Hedge Fund | $9.0M | $0.5M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COPE, JOSEPH, MICHAEL | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 08/2022 | 25-50% |
| COPE, KEVIN, PATRICK | Individual | – | MANAGING PARTNER | 08/2022 | 10-25% |
| CORRALES, LUIS, ALONSO | Individual | – | MANAGING PARTNER | 08/2022 | 25-50% |