COVINGTONALSINA
COVINGTONALSINA, LLC Legal Name
Adviser information for COVINGTONALSINA last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 948 | $148.9M |
| Non-Discretionary | 0 | $0 |
| Total | 948 | $148.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 346 | $51.2M |
| HNW Individuals | 79 | $97.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 77 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsONGOING FINANCIAL COACHING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128186 |
|---|---|
| SEC ERA File Number | 801-128186 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326810 |
| Legal Entity Identifier | None |
Principal Office
67 WEST STREETSTE 200
ANNAPOLIS
MD
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 410-457-7165, Fax: N/A
Chief Compliance Officer
ANN M. COVINGTON
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
67 WEST STREET
STE 200
ANNAPOLIS
MD
United States
Tel:
410-457-7165
Fax:
N/A
A**@******************M
(Full email address available in API data)
Regulatory Contact
GUNNAR LAASANEN
DIRECTOR OF OPERATIONS
67 WEST STREET
STE 200
ANNAPOLIS
MD
United States
Tel:
410-457-7165
Fax:
N/A
G*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COVINGTON, ANN, M. | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 02/2016 | > 75% |