LEGACY ADVISORY SERVICES, LLC
Adviser information for LEGACY ADVISORY SERVICES, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 341 | $131.9M |
| Non-Discretionary | 0 | $0 |
| Total | 341 | $131.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 97 | $36.4M |
| HNW Individuals | 33 | $95.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-128187 |
|---|---|
| SEC ERA File Number | 801-128187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147173 |
| Legal Entity Identifier | None |
Principal Office
658 EXTON COMMONSEXTON
PA
United States
Monday - Friday, 8AM-4:30PM
Tel: 610-524-6801, Fax: 610-524-6806
Websites
Chief Compliance Officer
MARTIN A. GRUSZKA
CHIEF COMPLIANCE OFFICER
658 EXTON COMMONS
EXTON
PA
United States
Tel:
610-524-6801
Fax:
610-524-6806
M*******@*******************M
(Full email address available in API data)
Industry Affiliates
| LEGACY WEALTH MANAGEMENT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRUSZKA, MARTIN, ANDREW | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 01/2017 | 25-50% |
| WIEDL, RICHARD, STEPHEN | Individual | – | MEMBER/MANAGING PARTNER/INVESTMENT ADVISOR REPRESENTATIVE | 01/2017 | 25-50% |
| VARRENTI, ADAM | Individual | – | MEMBER/CHIEF INVESTMENT OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | 01/2017 | 25-50% |