REDWOOD PARK ADVISORS

REDWOOD PARK ADVISORS, LLC Legal Name

Adviser information for REDWOOD PARK ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 267 $116.2M
Non-Discretionary 3 $5.1M
Total 270 $121.3M

Clients

Type Number RAUM
Individuals 61 $20.5M
HNW Individuals 54 $100.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $611,342
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-128196
SEC ERA File Number 801-128196
SEC CIK Numbers None
SEC CRD Numbers 307958
Legal Entity Identifier None

Principal Office

3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 866-579-8808, Fax: None

Chief Compliance Officer

BENJAMIN PETTIGREW
MANAGING PARTNER
3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY
CA
United States
Tel: 650-241-1941
(Full email address available in API data)

Regulatory Contact

DAVID SMITH
3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY
CA
United States
Tel: 650-779-5822
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, DAVID, MICHAEL Individual CO-FOUNDER 06/2020 50-75%
PETTIGREW, BENJAMIN, THOMAS Individual CO-FOUNDER & CHIEF COMPLIANCE OFFICER 06/2020 50-75%
PERI, DEBORAH, ANN Individual MANAGER 12/2021 < 5%

No. Employees, Historic

10502023202420253 on 5/19/20234 on 3/21/20244 on 3/27/2024

RAUM, Historic

200M100M0202320242025109917347 on 5/19/2023121277662 on 3/21/2024121277662 on 3/27/2024

No. Clients, Historic

2001000202320242025104 on 5/19/2023116 on 3/21/2024116 on 3/27/2024