REDWOOD PARK ADVISORS
REDWOOD PARK ADVISORS, LLC Legal Name
Adviser information for REDWOOD PARK ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 267 | $116.2M |
Non-Discretionary | 3 | $5.1M |
Total | 270 | $121.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 61 | $20.5M |
HNW Individuals | 54 | $100.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $611,342 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-128196 |
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SEC ERA File Number | 801-128196 |
SEC CIK Numbers | None |
SEC CRD Numbers | 307958 |
Legal Entity Identifier | None |
Principal Office
3 TWIN DOLPHIN DRIVESUITE 210
REDWOOD CITY
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 866-579-8808, Fax: None
Websites
Chief Compliance Officer
BENJAMIN PETTIGREW
MANAGING PARTNER
3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY
CA
United States
Tel:
650-241-1941
B**@**********************M
(Full email address available in API data)
Regulatory Contact
DAVID SMITH
3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY
CA
United States
Tel:
650-779-5822
D***@**********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMITH, DAVID, MICHAEL | Individual | – | CO-FOUNDER | 06/2020 | 50-75% |
PETTIGREW, BENJAMIN, THOMAS | Individual | – | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | 06/2020 | 50-75% |
PERI, DEBORAH, ANN | Individual | – | MANAGER | 12/2021 | < 5% |