WSC & COMPANY, LLC
Adviser information for WSC & COMPANY, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $203.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $203.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $203.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128198 |
|---|---|
| SEC ERA File Number | 801-128198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289138 |
| Legal Entity Identifier | None |
Principal Office
2333 RANDOLPH ROADSUITE 200
CHARLOTTE
NC
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 704-408-9943, Fax: None
Chief Compliance Officer
MACON CARROLL
MANAGER & CCO
2333 RANDOLPH ROAD
SUITE 200
CHARLOTTE
NC
United States
Tel:
704-408-9943
M*******@****************M
(Full email address available in API data)
Regulatory Contact
BADGE STONE
MANAGER
2333 RANDOLPH ROAD
SUITE 200
CHARLOTTE
NC
United States
Tel:
617-888-9072
B*****@****************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER OF WSC SEARCH & ACQUIRE FUND I, LP | Sponsor, GP, manager of pooled investment vehicles |
| GENERAL PARTNER OF WSC SEARCH & ACQUIRE FUND II, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGER OF LAUREL RIDGE ONE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGER OF LAUREL RIDGE TWO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGER OF WSC HERITAGE I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAUREL RIDGE ONE, LLC | Private Equity Fund | $1.5M | $0.0M | 1 |
| LAUREL RIDGE TWO, LLC | Private Equity Fund | $3.3M | $0.0M | 8 |
| WSC HERITAGE I, LLC | Private Equity Fund | $8.7M | $0.0M | 29 |
| WSC SEARCH & ACQUIRE FUND I, LP | Private Equity Fund | $80.6M | $1.0M | 53 |
| WSC SEARCH & ACQUIRE FUND II, LP | Private Equity Fund | $109.7M | $1.0M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARROLL, MACON, THOMAS | Individual | – | MANAGER & CCO | 05/2017 | 50-75% |
| Stone, Howard, B | Individual | – | MANAGER | 05/2017 | 50-75% |