NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC
Adviser information for NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $203.6M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $203.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $203.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128201 |
|---|---|
| SEC ERA File Number | 801-128201 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321208 |
| Legal Entity Identifier | None |
Principal Office
ONE BATTERY PARK PLAZASTE 600
NEW YORK
NY
United States
Monday - Friday, 8AM - 5PM EST
Tel: 917-334-6809, Fax: None
Chief Compliance Officer
TARA HORNE
485 MADISON AVENUE
NEW YORK
NY
United States
Tel:
212-751-4422
T*****@**************M
(Full email address available in API data)
Regulatory Contact
GERALDINE HAYHURST
GENERAL COUNSEL
ONE BATTERY PARK PLAZA
STE 600
NEW YORK
NY
United States
Tel:
703-622-1964
G*****************@***********M
(Full email address available in API data)
Industry Affiliates
| NEWPOINT AFFORDABLE LENDING LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NEWPOINT SFR GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEWPOINT + MORE CAPITAL AFFORDABLE FUND LLC | Hedge Fund | $103.6M | $0.0M | 2 |
| NEWPOINT PRED SFR FUND I LP | Private Equity Fund | $100.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Brickman, David, Meyer | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2022 | < 5% |
| NEWPOINT REAL ESTATE CAPITAL INVESTMENT STRATEGIES LLC | Domestic Entity | – | SOLE MEMBER | 03/2022 | > 75% |
| Stutz, Ryan, Brent | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| Hayhurst, Geraldine, Idrizi | Individual | – | GENERAL COUNSEL | 03/2022 | < 5% |
| HORNE, TARA, NICHOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |