SYNTRINSIC LLC
Adviser information for SYNTRINSIC LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 371 | $1.3B |
| Non-Discretionary | 93 | $472.1M |
| Total | 464 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $16.5M |
| HNW Individuals | 45 | $222.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $248.3M |
| Charitable organizations | 57 | $1.3B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128211 |
|---|---|
| SEC ERA File Number | 801-128211 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327054 |
| Legal Entity Identifier | None |
Principal Office
3840 YORK STREETSUITE 100
DENVER
CO
United States
Monday - Friday, 7:00-4:00 PM
Tel: 303-296-7100, Fax: 303-296-7109
Chief Compliance Officer
AKASHA ABSHER
3840 YORK STREET
SUITE 100
DENVER
CO
United States
Tel:
303-296-7100
Fax:
303-296-7109
A************@*************M
(Full email address available in API data)
Industry Affiliates
| EYDENT INSURANCE SERVICES LLC | Insurance company or agency |
| IMA INVESTMENTS, INC. | Insurance company or agency |
| IMA WEALTH | Other investment adviser, including financial plannersInsurance company or agency |
| IMA, INC. | Insurance company or agency |
| TOWERSTONE, INC. | Insurance company or agency |
| WRECKMASTER, INC. CAN | Insurance company or agency |
| WRECKMASTER, INC. US | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IMA ADVISORS LLC | Domestic Entity | – | MEMBER | 10/2023 | > 75% |
| ABSHER, AKASHA, NGINA | Individual | – | CO-PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 07/2023 | < 5% |
| VALORE-CAPLAN, BENJAMIN, HOWARD | Individual | – | CO-PRESIDENT | 07/2023 | < 5% |
| IMA FINANCIAL GROUP, INC. | Domestic Entity | IMA ADVISORS LLC | MEMBER | 09/2023 | > 75% |