FIORILE & ASSOCIATES, LLC
Adviser information for FIORILE & ASSOCIATES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 58 | $31.3M |
| Total | 58 | $31.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 56 | $28.0M |
| HNW Individuals | <5 | $3.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128213 |
|---|---|
| SEC ERA File Number | 801-128213 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158733 |
| Legal Entity Identifier | None |
Principal Office
126 KIWASSA ROADSARANAC LAKE
NY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 518-891-3290, Fax: 518-891-3547
Chief Compliance Officer
JOSEPH EDWARD FIORILE
MANAGING MEMBER
126 KIWASSA ROAD
SARANAC LAKE
NY
United States
Tel:
518-891-3290
Fax:
518-891-3547
J*******@********M
(Full email address available in API data)
Industry Affiliates
| JOSEPH E. FIORILE, CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIORILE, JOSEPH, EDWARD | Individual | – | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | 08/2011 | > 75% |