BRS FINANCIAL LLC
Adviser information for BRS FINANCIAL LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 357 | $136.6M |
| Non-Discretionary | 53 | $63.7M |
| Total | 410 | $200.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $56.2M |
| HNW Individuals | 38 | $124.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $14.8M |
| Pension and profit sharing plans | <5 | $938,414 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128220 |
|---|---|
| SEC ERA File Number | 801-128220 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158566 |
| Legal Entity Identifier | None |
Principal Office
KIRKPATRICK PLAZA 10800, SUITE 280FINANCIAL CENTRE PARKWAY
LITTLE ROCK
AR
United States
Monday - Friday, 8:30 AM- 5:00 PM
Tel: 877-588-3217, Fax: 877-395-9419
Chief Compliance Officer
DAVID A. SIMS
MEMBER MANAGER
KIRKPATRICK PLAZA 10800, SUITE 280
FINANCIAL CENTRE PARKWAY
LITTLE ROCK
AR
United States
Tel:
877-588-3217
Fax:
877-395-9419
D****@****************M
(Full email address available in API data)
Regulatory Contact
GORDON R. JENSEN
MEMBER, CIO
KIRKPATRICK PLAZA 10800, SUITE 280
FINANCIAL CENTRE PARKWAY
LITTLE ROCK
AR
United States
Tel:
501-554-9807
Fax:
877-395-9419
R******@****************M
(Full email address available in API data)
Industry Affiliates
| BRS CONSULTING INC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRONTWAVE PARTNERS LP | Hedge Fund | $8.4M | $0.3M | 15 |
| FWCM - BRE SERVICES - ALLOCATIONS FUNDS LLC | Private Equity Fund | $6.4M | $0.3M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JENSEN, RICHARD, RONALD | Individual | – | MEMBER | 05/2011 | 50-75% |
| SIMS, DAVID, ALLEN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 05/2011 | 50-75% |
| Jensen, Gordon, Richard | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | 5-10% |