PREDICATE INVESTMENT ADVISORS
PREDICATE INVESTMENT ADVISORS, LLC Legal Name
Adviser information for PREDICATE INVESTMENT ADVISORS last updated from Form ADV on December 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $20.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $20.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $20.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128222 |
|---|---|
| SEC ERA File Number | 801-128222 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325711 |
| Legal Entity Identifier | None |
Principal Office
3219 E CAMELBACK RD, STE 529SCOTTSDALE
AZ
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 602-245-5990, Fax: 866-847-2488
Chief Compliance Officer
ETHAN FREY
FOUNDER & CCO
3219 E CAMELBACK RD, STE 529
SCOTTSDALE
AZ
United States
Tel:
602-245-5990
Fax:
866-847-2488
E****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PREDICATE BEVERAGE STRATEGIES FUND LLC | Private Equity Fund | $15.4M | $0.1M | 2 |
| PREDICATE BEVERAGE STRATEGIES II LLC | Private Equity Fund | $4.9M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAREX MANAGEMENT LLC | Domestic Entity | – | OWNER | 02/2023 | 50-75% |
| FREY, ETHAN, EVANS | Individual | VECTIGAL INVESTMENTS, LLC | OWNER | 02/2023 | > 75% |
| VECTIGAL INVESTMENTS, LLC | Domestic Entity | – | OWNER | 02/2023 | 50-75% |
| FREY, ETHAN, EVANS | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| Lott, John, Joseph | Individual | HAREX MANAGEMENT LLC | OWNER | 02/2023 | > 75% |