PACIFIC PEAK ADVISORS, LLC
Adviser information for PACIFIC PEAK ADVISORS, LLC last updated from Form ADV on January 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $186.9M |
| Non-Discretionary | 0 | $0 |
| Total | 241 | $186.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $38.4M |
| HNW Individuals | 42 | $139.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128225 |
|---|---|
| SEC ERA File Number | 801-128225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326711 |
| Legal Entity Identifier | None |
Principal Office
120 2ND AVENUESUITE 108
KETCHUM
ID
United States
Monday - Friday, 7:30 AM (MT) - 3 PM (MT)
Tel: 949-737-2626, Fax: 949-606-8551
Websites
Chief Compliance Officer
ROBIN J. ROBERTSON
MANAGING MEMBER
120 2ND AVENUE
SUITE 108
KETCHUM
ID
United States
Tel:
949-737-2626
Fax:
949-606-8551
R*********@**********************M
(Full email address available in API data)
Regulatory Contact
SEAN M. KOVICH
CHIEF INVESTMENT OFFICER
120 2ND AVENUE
SUITE 108
KETCHUM
ID
United States
Tel:
949-737-2626
Fax:
949-606-8551
S******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Kovich, Sean, Michael | Individual | – | CHIEF INVESTMENT OFFICER | 04/2018 | 10-25% |
| Robertson, Robin, Jones Kovich | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2018 | > 75% |