FOUNTAINDALE, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2	$15,576
Non-Discretionary	0	$0
Total	2	$15,576

Clients

Type	Number	RAUM
Individuals	<5	$0
HNW Individuals	<5	$0
Banking or thrift institutions	<5	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$0
Charitable organizations	<5	$15,576
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	2
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	15,576
Portfolio Manager	15,576
Both for Same	0

Portfolio Manager to Program	Sponsor
FOUNTAINDALE WRAP FEE PROGRAM	FOUNTAINDALE, LLC

Identifiers

SEC RIA File Number	801-128237
SEC ERA File Number	801-128237
SEC CIK Numbers	None
SEC CRD Numbers	326054
Legal Entity Identifier	None

Principal Office

3704 W GOLF CREEK DRIVE
PEORIA
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic