NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C.
Adviser information for NEW DIMENSIONS WEALTH MANAGEMENT, L.L.C. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 422 | $129.6M |
Non-Discretionary | 0 | $0 |
Total | 422 | $129.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 46 | $22.9M |
HNW Individuals | 47 | $106.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 11 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-128238 |
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SEC ERA File Number | 801-128238 |
SEC CIK Numbers | None |
SEC CRD Numbers | 152136 |
Legal Entity Identifier | None |
Principal Office
550 S. WATTERS ROADSUITE 242
ALLEN
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 972-972-8565, Fax: 214-540-5165
Chief Compliance Officer
RICHARD LANCE ALSTON
PRESIDENT
550 S. WATTERS ROAD
SUITE 242
ALLEN
TX
United States
Tel:
972-972-8565
Fax:
214-540-5165
L****@***********M
(Full email address available in API data)
Regulatory Contact
TIFFANY FINNEY-JOHNSON
DIRECTOR OF FINANCIAL PLANNING
550 S. WATTERS ROAD
SUITE 242
ALLEN
TX
United States
Tel:
972-972-8565
Fax:
214-540-5165
T******@***********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ALSTON, RICHARD, LANCE | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2009 | > 75% |
FINNEY-JOHNSON, TIFFANY, NICOLE | Individual | – | DIRECTOR OF FINANCIAL PLANNING | 01/2013 | 10-25% |